Donald Gervais has been Managing Member & Chief Compliance Officer of Gervais Capital Management since October 2018, is a control person of the firm and directly owns 75% or more of it.
Gervais Capital Management, LLC is a Wilson, WY firm with $156M under management, 46 clients and 1 adviser in one office, as of its June 2026 filing.
Donald G. Gervais, Jr. is Founder & CEO of Gervais Capital Management, based in Teton Village, WY. His investment management career began at the General Electric pension fund and continued at JPMorgan as a Vice President and Equities Client Portfolio Manager. He spent 10 years at Goldman Sachs, including as Managing Director and US Value Equity client portfolio manager, and worked at Allianz Global Investors as Head of Institutional new business development.
- – present · 7 yearsWilson, WY · Adviser representative · Firm CRD 299347
Professional designations
Listed by Gervais Capital Management
- CFA charter holder
Investment adviser representative registrations
Donald Gervais is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 2018; the most recent is Texas, in May 2022.
- FloridaSince 27 November 2019
- TexasResidentSince 11 May 2022
- WyomingSince 30 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 19 June 2013 |
| Series 3 | National Commodity Futures Examination | 16 April 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 2001 |
| Series 7 | General Securities Representative Examination | 24 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donald George Gervais
- CRD
- 2870806
- Firm
- Gervais Capital Management · CRD 299347
- Role
- Managing Member & Chief Compliance Officer
- Office
- 3485 NORTH PINES WAY, SUITE 105, Wilson, WY 83014
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gervaiscapital.com
Where does Donald Gervais work?
Donald Gervais has been Managing Member & Chief Compliance Officer of Gervais Capital Management, LLC since October 2018, and is a control person of the firm.
Is Donald Gervais a financial advisor?
Yes. Donald Gervais has a current investment-adviser registration in Florida, Texas and Wyoming, through Gervais Capital Management since November 2018.
How many years of experience does Donald Gervais have?
Donald Gervais has 25 years in the financial industry, since December 2000, across 1 adviser firm.
What exams has Donald Gervais passed?
Donald Gervais has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 24. The earliest, the Series 7, was passed in April 1997. FINRA credited Donald Gervais with the SIE, which began in October 2018.
Where is Donald Gervais based?
Donald Gervais’ registered office is in Wilson, WY.
Is Donald Gervais registered with FINRA?
No. Donald Gervais has no current broker registration.
Is Donald Gervais a CFA charterholder?
Gervais Capital Management lists Donald Gervais with the CFA credential (“CFA charter holder”) on its website. CFA Institute confirms certification status.
Source: Donald G. Gervais, Jr., CFA – Founder & CEO biography, gervaiscapital.com
How can I verify Donald Gervais’ record?
Search CRD 2870806 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Gervais’ full registration record.
- Susan GervaisTechnology Associate