Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 24 January 2023
- Officer or owner
- Donald Cuppy is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Donald Cuppy has been registered through Parallel Advisors since January 2023, and before that through Rulapaugh Stanley E Cfa and Autus Asset Management.
- Parallel Advisors, LLCCurrent– present · 4 yearsScottsdale, AZ · Adviser representative · Firm CRD 140800
- Rulapaugh Stanley E Cfa– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 106200
- Autus Asset Management, LLC– · 16 yearsScottsdale, AZ · Adviser representative · Firm CRD 118439
- Passed Series 65 · 2007
- Passed Series 63, Series 6 and Series 26 · 1998
Registrations and exams
Donald Cuppy is registered as an investment adviser representative in Arizona and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Arizona | Investment adviser representative | Approved | 6 March 2023 |
| Texas | Investment adviser representative | Approved, resident | 24 January 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 February 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 February 1998 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 14 May 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 March 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Adviser record
- Full name
- Donald Steven Cuppy
- CRD
- 2979188
- Registered in
- Arizona, Texas
- Office
- 16427 North Scottsdale Rd, Suite 155, Scottsdale, AZ 85254
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Donald Cuppy work?
Donald Cuppy is an investment adviser representative registered through Parallel Advisors, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Donald Cuppy a financial advisor?
Yes. Donald Cuppy is registered as an investment adviser representative in Arizona and Texas, through Parallel Advisors since January 2023, as of 14 October 2026.
How many years of experience does Donald Cuppy have?
Donald Cuppy has worked in the financial industry for 19 years as of 14 October 2026, counted from 14 February 2007, across 3 adviser firms.
What exams has Donald Cuppy passed?
Donald Cuppy has passed 4 licensing exams: the Series 63, Series 6, Series 26 and Series 65. The earliest, the Series 63, was passed in February 1998.
Where did Donald Cuppy work before Parallel Advisors?
Before Parallel Advisors, Donald Cuppy was registered through Rulapaugh Stanley E Cfa, September 2009 to December 2011; Autus Asset Management, LLC, February 2007 to February 2023.
Where is Donald Cuppy based?
Donald Cuppy’s registered office is in Scottsdale, AZ.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer