Don Price has been an investment adviser representative at Lombard Advisers since June 2009, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Don Price’s longest registration is the current one, 17 years at Lombard Advisers since 2009. Before joining Lombard Advisers in 2009, Don Price was registered through Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc.
- – present · 17 yearsRadford, VA · Adviser representative · Firm CRD 108231
- Wells Fargo Advisors, LLC– · 1 yearRoanoke, VA · Adviser representative · Firm CRD 19616
- A. G. Edwards & Sons, Inc.– · 5 yearsRoanoke, VA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Don Price is registered as an investment adviser representative in Virginia, since June 2009.
- VirginiaSince 1 June 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 22 April 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 15 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 April 1999 |
| Series 7 | General Securities Representative Examination | 29 March 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Don Andrew Price
- CRD
- 2078986
- Firm
- Lombard Advisers · CRD 108231
- Office
- 106 Wadsworth Street, Suite A, Radford, VA 24141
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Don Price work?
Don Price is an investment adviser representative registered through Lombard Advisers Incorporated since June 2009, and is not listed among the firm’s executive officers or direct owners.
Is Don Price a financial advisor?
Yes. Don Price has a current investment-adviser registration in Virginia, through Lombard Advisers since June 2009.
How many years of experience does Don Price have?
Don Price has 27 years in the financial industry, since January 1999, across 3 adviser firms.
What exams has Don Price passed?
Don Price has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in March 1999. FINRA credited Don Price with the SIE, which began in October 2018.
Where did Don Price work before Lombard Advisers?
Before Lombard Advisers, Don Price was registered through Wells Fargo Advisors, LLC, January 2008 to May 2009; A. G. Edwards & Sons, Inc., March 2002 to January 2008.
Where is Don Price based?
Don Price’s registered office is in Radford, VA.
Is Don Price registered with FINRA?
Yes. Don Price has a current broker registration, under CRD 2078986.
Source: FINRA BrokerCheck
How can I verify Don Price’s record?
Search CRD 2078986 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Don Price’s full registration record.