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Dominic Nolan

Owner, Chief Executive Officer at Aristotle Pacific Capital

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Dominic Nolan is Owner, Chief Executive Officer of Aristotle Pacific Capital, LLC, a Newport Beach investment adviser managing $26.8B. Dominic Nolan has past investment-adviser registrations through 1 firm and has passed 6 licensing exams.

Role at Aristotle Pacific Capital

Title on Schedule A
Owner, Chief Executive Officer
Control
Dominic Nolan is a control person of Aristotle Pacific Capital.
Ownership
The filed direct ownership band is 5% to 10%.
Tenure
Dominic Nolan has held the filed role since April 2023.

The firm

Aristotle Pacific Capital, LLC
Newport Beach, CA

Form ADV filed 31 March 2026

$26.8B AUM15 clients22 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2017
  3. Passed Series 6 and Series 63 · 2010
  4. Passed Series 9 · 2004
  5. Strategic Advisers, Inc.
    – · 3 years
    Mission Viejo, CA · Adviser representative · Firm CRD 104555
  6. Passed Series 66 · 2000

Registrations and exams

No current adviser or broker registration. Dominic Nolan has passed 6 qualifying exams.

Examinations

Series 6328 December 2010
Name
Uniform Securities Agent State Law Examination
Series 6619 May 2000
Name
Uniform Combined State Law Examination
Series 921 April 2004
Name
General Securities Sales Supervisor - Options Module Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 724 February 2017
Name
General Securities Representative Examination
Series 618 October 2010
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Dominic Dao Nolan
CRD
4026940
Firm
Aristotle Pacific Capital, LLC
Registration status
No current adviser or broker registration
Firm bio
aristotlecap.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Dominic Nolan is CEO of Aristotle Pacific Capital and a member of its Executive Committee. Before his leadership role at the firm, he worked at Lombardia Capital Partners, LM Capital Group and Fidelity Investments. Official firm biography

Education

  • Bachelor’s degree in Business, California State University, Fullerton; MBA, UCLA Anderson School of Management.Official firm biography

Common questions

Where does Dominic Nolan work?

Dominic Nolan has been Owner, Chief Executive Officer of Aristotle Pacific Capital, LLC since April 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Dominic Nolan have a current investment-adviser registration?

Dominic Nolan has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Dominic Nolan passed?

Dominic Nolan has passed 6 licensing exams: the Series 66, Series 9, Series 6, Series 63, Series 7 and SIE. The earliest, the Series 66, was passed in May 2000.

Source: IAPD individual record, checked 17 October 2026

Where was Dominic Nolan previously registered as an investment adviser?

Dominic Nolan has past investment-adviser registrations through Strategic Advisers, Inc., June 2002 to January 2005, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at Aristotle Pacific Capital

Sources

  1. IAPD individual record, CRD 4026940. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Aristotle Pacific Capital, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Aristotle Pacific Capital team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Dominic Nolan or Aristotle Pacific Capital, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.