Dominic Lucente has been an investment adviser representative at Northeast Planning Associates since August 2005, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Dominic Lucente’s longest registration is the current one, 21 years at Northeast Planning Associates since 2005. Before joining Northeast Planning Associates in 2005, Dominic Lucente was registered through American Portfolios Advisors, Inc.
- LPL Financial LLCAlso current– present · 19 yearsAdviser representative and broker · Firm CRD 6413
- – present · 21 yearsManchester, NH · Adviser representative · Firm CRD 131406
- American Portfolios Advisors, Inc– · 4 yearsHolbrook,, NY · Adviser representative · Firm CRD 112697
Investment adviser representative registrations
Dominic Lucente is registered as an investment adviser representative in 2 states. The first approvals date from August 2005; the most recent is Texas, in February 2017.
- New HampshireSince 22 August 2005
- TexasSince 17 February 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 February 2004 |
| Series 7 | General Securities Representative Examination | 20 February 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 March 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 May 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dominic Martin Lucente
- CRD
- 4177327
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 425 HOOKSETT ROAD, Manchester, NH 03104-2632
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dominic Lucente work?
Dominic Lucente is an investment adviser representative registered through Northeast Planning Associates, Inc. since August 2005, and is not listed among the firm’s executive officers or direct owners.
Is Dominic Lucente a financial advisor?
Yes. Dominic Lucente has a current investment-adviser registration in New Hampshire and Texas, through Northeast Planning Associates since August 2005.
How many years of experience does Dominic Lucente have?
Dominic Lucente has 26 years in the financial industry, since May 2000, across 3 adviser firms.
What exams has Dominic Lucente passed?
Dominic Lucente has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in May 2000. FINRA credited Dominic Lucente with the SIE, which began in October 2018.
Where is Dominic Lucente based?
Dominic Lucente’s registered office is in Manchester, NH.
Is Dominic Lucente registered with FINRA?
Yes. Dominic Lucente has a current broker registration, under CRD 4177327.
Source: FINRA BrokerCheck
How can I verify Dominic Lucente’s record?
Search CRD 4177327 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dominic Lucente’s full registration record.
