Doak Belt has been an investment adviser representative at Fiduciary Capital Management since September 2026, and is not listed among the firm’s executive officers or direct owners. Doak Belt holds a Bachelor of Arts in Social Science–Economics from Colorado State University.
Fiduciary Capital Management LLC is a Cheyenne, WY firm with $150M under management, 74 clients and 10 advisers in one office, as of its September 2026 filing.
Doak R. Belt is Managing Director, Financial Planning of Fiduciary Capital Management LLC, based in San Diego, California. He helps clients consider investment and retirement planning alongside business and insurance needs. His financial services experience dates to 1997, with investment adviser representative roles beginning in 2018.
Doak Belt’s longest registration was 5 years at Namcoa (2021–2026). Before joining Fiduciary Capital Management in 2026, Doak Belt was registered through Namcoa and Signature Resources Capital Management, LLC.
- – present · under a yearLajolla , CA · Adviser representative · Firm CRD 340618
- Namcoa– · 5 yearsSan Diego, CA · Adviser representative · Firm CRD 133978
- Signature Resources Capital Management, LLC– · 2 yearsLa Jolla, CA · Adviser representative · Firm CRD 144069
Investment adviser representative registrations
Doak Belt is registered as an investment adviser representative in 3 states. The first approvals date from September 2026; the most recent is Oregon, in October 2026.
- CaliforniaSince 22 September 2026
- OregonSince 1 October 2026
- TexasSince 22 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 16 April 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 November 1997 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 November 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Doak Rauh Belt
- CRD
- 2975913
- Firm
- Fiduciary Capital Management · CRD 340618
- Office
- Lajolla , CA
- Registration
- Investment adviser registration
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fiduciarycm.com
Where does Doak Belt work?
Doak Belt is an investment adviser representative registered through Fiduciary Capital Management LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Doak Belt a financial advisor?
Yes. Doak Belt has a current investment-adviser registration in California, Oregon and Texas, through Fiduciary Capital Management since September 2026.
How many years of experience does Doak Belt have?
Doak Belt has 28 years in the financial industry, since March 1998, across 3 adviser firms.
What exams has Doak Belt passed?
Doak Belt has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in November 1997. FINRA credited Doak Belt with the SIE, which began in October 2018.
Where did Doak Belt work before Fiduciary Capital Management?
Before Fiduciary Capital Management, Doak Belt was registered through Signature Resources Capital Management, LLC, June 2018 to April 2021.
Where is Doak Belt based?
Doak Belt’s registered office is in Lajolla , CA.
Is Doak Belt registered with FINRA?
No. Doak Belt has no current broker registration.
How can I verify Doak Belt’s record?
Search CRD 2975913 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Doak Belt’s full registration record.