Dixon Karmindro has been Principal/Chief Compliance Officer/Managing Partner of Mainstream Capital Management since December 2022, is a control person of the firm and directly owns between 50% and 75% of it.
Mainstream Capital Management LLC is a Los Angeles, CA firm with $224M under management, 170 clients and 2 advisers in one office, as of its March 2026 filing.
Dixon Karmindro’s longest registration is the current one, 8 years at Mainstream Capital Management since 2018. Before joining Mainstream Capital Management in 2018, Dixon Karmindro was registered through Temenos Advisory, Inc. and Cheviot Value Management, LLC.
- – present · 8 yearsEl Segundo, CA · Adviser representative · Firm CRD 297145
- Temenos Advisory, Inc.– · under a yearManhattan Beach, CA · Adviser representative · Firm CRD 108458
- Cheviot Value Management, LLC– · 4 yearsManhattan Beach, CA · Adviser representative · Firm CRD 166291
- Raymond James Financial Services Advisors, Inc– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 149018
- Silver Pine Capital, LLC– · 3 yearsMedfield, MA · Adviser representative · Firm CRD 150461
Investment adviser representative registrations
Dixon Karmindro is registered as an investment adviser representative in 5 states. The first approvals date from August 2018; the most recent is Texas, in October 2021.
- CaliforniaSince 14 August 2018
- ConnecticutSince 18 March 2019
- FloridaSince 7 April 2020
- TexasSince 8 October 2021
- WashingtonSince 19 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 2012 |
| Series 7 | General Securities Representative Examination | 21 August 2012 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 October 2009 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 13 January 2005 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- CRD
- 4554357
- Firm
- Mainstream Capital Management · CRD 297145
- Role
- Principal/Chief Compliance Officer/Managing Partner
- Office
- 1730 E. Holly Ave., El Segundo, CA 90245
- Registration
- Investment adviser registration
- In the industry since
- October 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Dixon Karmindro work?
Dixon Karmindro has been Principal/Chief Compliance Officer/Managing Partner of Mainstream Capital Management LLC since December 2022, and is a control person of the firm.
Is Dixon Karmindro a financial advisor?
Yes. Dixon Karmindro has a current investment-adviser registration in California, Connecticut, Florida, Texas and Washington, through Mainstream Capital Management since August 2018.
How many years of experience does Dixon Karmindro have?
Dixon Karmindro has 16 years in the financial industry, since October 2009, across 5 adviser firms.
What exams has Dixon Karmindro passed?
Dixon Karmindro has passed 4 licensing exams: the Series 87, Series 65, Series 7 and Series 63. The earliest, the Series 87, was passed in January 2005.
Where did Dixon Karmindro work before Mainstream Capital Management?
Before Mainstream Capital Management, Dixon Karmindro was registered through Temenos Advisory, Inc., January 2016 to July 2016; Raymond James Financial Services Advisors, Inc, October 2012 to October 2013; Silver Pine Capital, LLC, October 2009 to December 2012.
Where is Dixon Karmindro based?
Dixon Karmindro’s registered office is in El Segundo, CA.
Is Dixon Karmindro registered with FINRA?
No. Dixon Karmindro has no current broker registration.
How can I verify Dixon Karmindro’s record?
Search CRD 4554357 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dixon Karmindro’s full registration record.