Deron Dong has been an investment adviser representative at Hippocratic Financial Advisors since October 2025, and is not listed among the firm’s executive officers or direct owners.
Hippocratic Financial Advisors LLC is a Westlake Village, CA firm with $229M under management, 382 clients and 5 advisers across 6 offices, as of its September 2026 filing.
Deron Dong’s longest registration was 9 years at Rivetti Investment Services, LLC (2014–2023). Before joining Hippocratic Financial Advisors in 2025, Deron Dong was registered through Rivetti Investment Services, LLC and Clarity Wealth Advisors.
- – present · 1 yearSan Pedro, CA · Adviser representative · Firm CRD 169481
- Rivetti Investment Services, LLC– · 9 yearsSan Pedro, CA · Adviser representative · Firm CRD 166720
- Clarity Wealth Advisors– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 157913
Investment adviser representative registrations
Deron Dong is registered as an investment adviser representative in 2 states. Each was approved in October 2025.
- CaliforniaSince 3 October 2025
- TexasSince 3 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 July 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 January 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 December 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 5762028
- Firm
- Hippocratic Financial Advisors · CRD 169481
- Office
- San Pedro, CA
- Registration
- Investment adviser registration
- In the industry since
- July 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Deron Dong work?
Deron Dong is an investment adviser representative registered through Hippocratic Financial Advisors LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Deron Dong a financial advisor?
Yes. Deron Dong has a current investment-adviser registration in California and Texas, through Hippocratic Financial Advisors since October 2025.
How many years of experience does Deron Dong have?
Deron Dong has 11 years in the financial industry, since July 2015, across 3 adviser firms.
What exams has Deron Dong passed?
Deron Dong has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in December 2010.
Where did Deron Dong work before Hippocratic Financial Advisors?
Before Hippocratic Financial Advisors, Deron Dong was registered through Rivetti Investment Services, LLC, August 2014 to September 2023; Clarity Wealth Advisors, July 2013 to August 2014.
Where is Deron Dong based?
Deron Dong’s registered office is in San Pedro, CA.
Is Deron Dong registered with FINRA?
No. Deron Dong has no current broker registration.
How can I verify Deron Dong’s record?
Search CRD 5762028 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Deron Dong’s full registration record.