Derek Swedberg has been Manager of Fiat Wealth Management since May 2026, is a control person of the firm and directly owns under 5% of it.
Fiat Wealth Management LLC is a Wayzata, MN firm with $517M under management, 647 clients and 13 advisers across 5 offices, as of its July 2026 filing.
Derek Swedberg’s longest registration was 12 years at RBC Capital Markets, LLC (2007–2020). Before joining Fiat Wealth Management in 2026, Derek Swedberg was registered through RBC Capital Markets, LLC.
- Fiat Wealth ManagementCurrent– present · under a yearWayzata, MN · Adviser representative · Firm CRD 318201
- Pack Private Wealth, LLCAlso current– present · 6 yearsWayzata, MN · Adviser representative · Firm CRD 310523
- RBC Capital Markets, LLC– · 12 yearsMinnetonka, MN · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Derek Swedberg is registered as an investment adviser representative in 2 states. The first approvals date from October 2020; the most recent is Texas, in February 2021.
- MinnesotaSince 8 October 2020
- TexasSince 23 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 November 2007 |
| Series 7 | General Securities Representative Examination | 31 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Derek Joel Swedberg
- CRD
- 4993155
- Firm
- Fiat Wealth Management · CRD 318201
- Role
- Manager
- Office
- 1905 WAYZATA BLVD, SUITE 320, Wayzata, MN 55391
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek Swedberg work?
Derek Swedberg has been Manager of Fiat Wealth Management LLC since May 2026, and is a control person of the firm.
Is Derek Swedberg a financial advisor?
Yes. Derek Swedberg has a current investment-adviser registration in Minnesota and Texas, through Fiat Wealth Management since June 2026.
How many years of experience does Derek Swedberg have?
Derek Swedberg has 18 years in the financial industry, since October 2007, across 3 adviser firms.
What exams has Derek Swedberg passed?
Derek Swedberg has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2007. FINRA credited Derek Swedberg with the SIE, which began in October 2018.
Where did Derek Swedberg work before Fiat Wealth Management?
Before Fiat Wealth Management, Derek Swedberg was registered through RBC Capital Markets, LLC, November 2007 to October 2020.
Where is Derek Swedberg based?
Derek Swedberg’s registered office is in Wayzata, MN.
Is Derek Swedberg registered with FINRA?
No. Derek Swedberg has no current broker registration.
How can I verify Derek Swedberg’s record?
Search CRD 4993155 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Swedberg’s full registration record.