Bradly Gotto has been Chief Executive Officer, Manager, Chief Compliance Officer of Fiat Wealth Management since May 2019, is a control person of the firm and directly owns under 5% of it.
Fiat Wealth Management LLC is a Wayzata, MN firm with $517M under management, 647 clients and 13 advisers across 5 offices, as of its July 2026 filing.
Bradly Gotto’s longest registration is the current one, 4 years at Fiat Wealth Management since 2022. Before joining Fiat Wealth Management in 2022, Bradly Gotto was registered through Foundations Investment Advisors LLC and Capital Asset Advisory Services, LLC.
- Fiat Wealth ManagementCurrent– present · 4 yearsWayzata, MN · Adviser representative · Firm CRD 318201
- Foundations Investment Advisors LLC– · 2 yearsWayzata, MN · Adviser representative · Firm CRD 175083
- Capital Asset Advisory Services, LLC– · 2 yearsWayzata, MN · Adviser representative · Firm CRD 110929
Investment adviser representative registrations
Bradly Gotto is registered as an investment adviser representative in Minnesota, since February 2022.
- MinnesotaSince 22 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 April 2015 |
| Series 7 | General Securities Representative Examination | 7 November 2006 |
| Series 66 | Uniform Combined State Law Examination | 24 October 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Bradly Joseph Gotto
- CRD
- 5197760
- Firm
- Fiat Wealth Management · CRD 318201
- Role
- Chief Executive Officer, Manager, Chief Compliance Officer
- Office
- 1905 WAYZATA BLVD, SUITE 320, Wayzata, MN 55391
- Registration
- Investment adviser registration
- In the industry since
- March 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Bradly Gotto work?
Bradly Gotto has been Chief Executive Officer, Manager, Chief Compliance Officer of Fiat Wealth Management LLC since May 2019, and is a control person of the firm.
Is Bradly Gotto a financial advisor?
Yes. Bradly Gotto has a current investment-adviser registration in Minnesota, through Fiat Wealth Management since February 2022.
How many years of experience does Bradly Gotto have?
Bradly Gotto has 9 years in the financial industry, since March 2017, across 3 adviser firms.
What exams has Bradly Gotto passed?
Bradly Gotto has passed 3 licensing exams: the Series 66, Series 7 and Series 65. The earliest, the Series 66, was passed in October 2006.
Where did Bradly Gotto work before Fiat Wealth Management?
Before Fiat Wealth Management, Bradly Gotto was registered through Capital Asset Advisory Services, LLC, March 2017 to January 2020.
Where is Bradly Gotto based?
Bradly Gotto’s registered office is in Wayzata, MN.
Is Bradly Gotto registered with FINRA?
No. Bradly Gotto has no current broker registration.
How can I verify Bradly Gotto’s record?
Search CRD 5197760 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bradly Gotto’s full registration record.