Derek Bailey has been an investment adviser representative at Commonwealth Financial Services since April 2023, and is not listed among the firm’s executive officers or direct owners.
Commonwealth Financial Services, LLC. is a Vienna, WV firm with $995M under management, 2,271 clients and 13 advisers across 5 offices, as of its August 2026 filing.
Derek Bailey’s longest registration is the current one, 3 years at Commonwealth Financial Services since 2023. Before joining Commonwealth Financial Services in 2023, Derek Bailey was registered through Arbor Point Advisors.
- – present · 3 yearsVienna, WV · Adviser representative · Firm CRD 324930
- Arbor Point Advisors– · under a yearParkersburg, WV · Adviser representative · Firm CRD 165127
Investment adviser representative registrations
Derek Bailey is registered as an investment adviser representative in West Virginia, since April 2023.
- West VirginiaSince 14 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 August 2022 |
| Series 7TO | General Securities Representative Examination | 9 October 2021 |
| SIE | Securities Industry Essentials Examination | 10 June 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7407694
- Firm
- Commonwealth Financial Services · CRD 324930
- Office
- 373 TIMBERLINE PARKWAY, Vienna, WV 26105
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek Bailey work?
Derek Bailey is an investment adviser representative registered through Commonwealth Financial Services, LLC. since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Derek Bailey a financial advisor?
Yes. Derek Bailey has a current investment-adviser registration in West Virginia, through Commonwealth Financial Services since April 2023.
How many years of experience does Derek Bailey have?
Derek Bailey has 5 years in the financial industry, since October 2021, across 2 adviser firms.
What exams has Derek Bailey passed?
Derek Bailey has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2021.
Where did Derek Bailey work before Commonwealth Financial Services?
Before Commonwealth Financial Services, Derek Bailey was registered through Arbor Point Advisors, September 2022 to April 2023.
Where is Derek Bailey based?
Derek Bailey’s registered office is in Vienna, WV.
Is Derek Bailey registered with FINRA?
No. Derek Bailey has no current broker registration.
How can I verify Derek Bailey’s record?
Search CRD 7407694 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Bailey’s full registration record.
