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Dennis Mocarski

Manager, Board of Managers at PNC Capital Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

1
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Dennis Mocarski is Manager, Board of Managers of PNC Capital Advisors LLC, a Baltimore investment adviser managing $50.9B. Dennis Mocarski has past investment-adviser registrations through 1 firm and has passed 6 licensing exams.

Role at PNC Capital Advisors

Title on Schedule A
Manager, Board of Managers
Control
Dennis Mocarski is a control person of PNC Capital Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Dennis Mocarski has held the filed role since January 2025.

The firm

PNC Capital Advisors LLC
Baltimore, MD

Form ADV filed 27 March 2026

$50.9B AUM238 clients22 advisers5 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Pnc Capital Advisors LLC
    – · 10 years
    Indianapolis, IN · Adviser representative · Firm CRD 151829
  3. Passed Series 65 · 2003
  4. Passed Series 55 and Series 24 · 1999
  5. Passed Series 7 and Series 63 · 1993

Registrations and exams

No current adviser or broker registration. Dennis Mocarski has passed 6 qualifying exams.

Examinations

Series 6514 August 2003
Name
Uniform Investment Adviser Law Examination
Series 6315 November 1993
Name
Uniform Securities Agent State Law Examination
Series 2413 October 1999
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 5512 April 1999
Name
Limited Representative-Equity Trader Exam
Series 72 November 1993
Name
General Securities Representative Examination

Individual record

Full name
Dennis Michael Mocarski
CRD
2403305
Firm
PNC Capital Advisors LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Dennis Mocarski work?

Dennis Mocarski has been Manager, Board of Managers of PNC Capital Advisors LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Does Dennis Mocarski have a current investment-adviser registration?

Dennis Mocarski has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Dennis Mocarski passed?

Dennis Mocarski has passed 6 licensing exams: the Series 7, Series 63, Series 55, Series 24, Series 65 and SIE. The earliest, the Series 7, was passed in November 1993.

Source: IAPD individual record, checked 17 October 2026

Where was Dennis Mocarski previously registered as an investment adviser?

Dennis Mocarski has past investment-adviser registrations through Pnc Capital Advisors LLC, November 2013 to May 2024, across 1 firm.

Source: IAPD individual record, checked 17 October 2026

Leadership at PNC Capital Advisors

Sources

  1. IAPD individual record, CRD 2403305. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PNC Capital Advisors LLC, filed 27 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Dennis Mocarski or PNC Capital Advisors LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.