Dennis Gambino has been an investment adviser representative at TRG Investment Advisors since February 2023, and is not listed among the firm’s executive officers or direct owners.
TRG Investment Advisors, LLC is a Denver, CO firm with $167M under management, 241 clients and 6 advisers across 3 offices, as of its July 2026 filing.
Dennis Gambino’s longest registration is the current one, 3 years at TRG Investment Advisors since 2023. Before joining TRG Investment Advisors in 2023, Dennis Gambino was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley.
- Ima Advisory Services, Inc.Also current– present · under a yearWhite River Junction, VT · Adviser representative · Firm CRD 112091
- TRG Investment Advisors, LLCCurrent– present · 3 yearsWhite River Junction , VT · Adviser representative · Firm CRD 315629
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearHanover, NH · Adviser representative · Firm CRD 7691
- Morgan Stanley– · 1 yearLebanon, NH · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Dennis Gambino is registered as an investment adviser representative in 2 states. The first approvals date from February 2023; the most recent is Vermont, in January 2026.
- New HampshireSince 14 February 2023
- VermontSince 7 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 February 2021 |
| Series 7TO | General Securities Representative Examination | 28 October 2020 |
| SIE | Securities Industry Essentials Examination | 12 February 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Dennis Mark Gambino
- CRD
- 6793488
- Firm
- TRG Investment Advisors · CRD 315629
- Office
- 55 Railroad Row, White River Junction , VT 05001
- Registration
- Investment adviser registration
- In the industry since
- December 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Dennis Gambino work?
Dennis Gambino is an investment adviser representative registered through TRG Investment Advisors, LLC since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Dennis Gambino a financial advisor?
Yes. Dennis Gambino has a current investment-adviser registration in New Hampshire and Vermont, through TRG Investment Advisors since February 2023.
How many years of experience does Dennis Gambino have?
Dennis Gambino has 5 years in the financial industry, since December 2020, across 4 adviser firms.
What exams has Dennis Gambino passed?
Dennis Gambino has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2020.
Where did Dennis Gambino work before TRG Investment Advisors?
Before TRG Investment Advisors, Dennis Gambino was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2022 to February 2023; Morgan Stanley, February 2021 to April 2022.
Where is Dennis Gambino based?
Dennis Gambino’s registered office is in White River Junction , VT.
Is Dennis Gambino registered with FINRA?
No. Dennis Gambino has no current broker registration.
How can I verify Dennis Gambino’s record?
Search CRD 6793488 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dennis Gambino’s full registration record.