Career
Dennis Follmer has been Chief Investment Officer of Montis Financial since October 2022. Dennis Follmer is a control person of the firm and directly owns under 5% of it. Dennis Follmer holds an MBA from Sloan School of Management at MIT and a Bachelor’s degree in finance from Miami University.
Montis Financial, LLC is a Waltham, MA firm with $1.26B under management, 580 clients and 16 advisers across 7 offices, as of its March 2026 filing.
Dennis Follmer is Chief Investment Officer of Montis Financial. He leads the firm’s investment and portfolio management processes, participates on its leadership team and serves on its investment committee. He has over 30 years of experience. Earlier in his career, he co-founded Oceanwood Capital Management, a spin-off from Tudor Investment Corp, where he managed event-driven strategies. Before joining Montis, he was Head of Portfolio Management at 55ip, a subsidiary of JPMorgan Asset Management.
- Montis Financial, LLCCurrent– present · 3 yearsWaltham, MA · Adviser representative · Firm CRD 163986
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Massachusetts | Approved | 10 May 2023 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 March 2023 |
| Series 3 | National Commodity Futures Examination | 4 June 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 1992 |
| Series 7 | General Securities Representative Examination | 24 September 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Dennis Eugene Follmer
- CRD
- 2256077
- Office
- 230 THIRD AVENUE, FLOOR 5, Waltham, MA 02451
- Firm bio
- montisfinancial.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Dennis Follmer work?
Dennis Follmer has been Chief Investment Officer of Montis Financial, LLC since October 2022, and is a control person of the firm.
Is Dennis Follmer a financial advisor?
Yes. Dennis Follmer has a current investment-adviser registration in Massachusetts, through Montis Financial since May 2023.
How many years of experience does Dennis Follmer have?
Dennis Follmer has 3 years in the financial industry, since May 2023, across 1 adviser firm.
What exams has Dennis Follmer passed?
Dennis Follmer has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in September 1992.
Where is Dennis Follmer based?
Dennis Follmer’s registered office is in Waltham, MA.
