Career
David Zimmerman has been Chief Compliance Officer of Capstone Investment Advisors since April 2026. David Zimmerman is a control person of the firm and directly owns under 5% of it.
Capstone Investment Advisors, LLC is a New York, NY firm with $91.5B under management, 31 clients and 115 advisers across 8 offices, as of its August 2026 filing.
David L. Zimmerman joined Capstone in April 2026 as General Counsel and Chief Compliance Officer, responsible for managing the firm’s legal, regulatory and compliance functions.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for David Zimmerman is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- David Zimmerman
- CRD
- 4863919
- Record basis
- Form ADV officer listing
- Firm bio
- capstoneco.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David Zimmerman work?
David Zimmerman has been Chief Compliance Officer of Capstone Investment Advisors, LLC since April 2026, and is a control person of the firm.