David Yelle has been an investment adviser representative at Hansen & Associates Financial Group since March 2015, and is not listed among the firm’s executive officers or direct owners.
Hansen & Associates Financial Group Inc. is a Roseville, CA firm with $202M under management, 537 clients and 3 advisers across 2 offices, as of its May 2026 filing.
David C. Yelle is Portfolio Manager at Hansen & Associates Financial Group. He is an investment professional with more than 24 years of experience, whose career spans roles as an Investment Advisor, an exchange floor Trading Specialist and a hedge fund trader. Before joining the firm he worked for a large multinational bank, and at Hansen & Associates he has developed investment products focused on mitigating investment risk through tactical asset allocation.
David Yelle’s longest registration is the current one, 11 years at Hansen & Associates Financial Group since 2015. Before joining Hansen & Associates Financial Group in 2015, David Yelle was registered through Princor Financial Services Corporation.
- – present · 11 yearsRoseville, CA · Adviser representative · Firm CRD 168363
- Princor Financial Services Corporation– · under a yearRoseville, CA · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
David Yelle is registered as an investment adviser representative in California, since March 2015.
- CaliforniaSince 17 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 October 2014 |
| Series 7 | General Securities Representative Examination | 24 October 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 March 2004 |
| Series 55 | Limited Representative-Equity Trader Exam | 16 March 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Full name
- David Christopher Yelle
- CRD
- 2123208
- Firm
- Hansen & Associates Financial Group · CRD 168363
- Office
- 2271 LAVA RIDGE COURT, SUITE 200, Roseville, CA 95661
- Registration
- Investment adviser registration
- In the industry since
- December 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hansenfg.com
Where does David Yelle work?
David Yelle is an investment adviser representative registered through Hansen & Associates Financial Group Inc. since March 2015, and is not listed among the firm’s executive officers or direct owners.
Is David Yelle a financial advisor?
Yes. David Yelle has a current investment-adviser registration in California, through Hansen & Associates Financial Group since March 2015.
How many years of experience does David Yelle have?
David Yelle has 11 years in the financial industry, since December 2014, across 2 adviser firms.
What exams has David Yelle passed?
David Yelle has passed 4 licensing exams: the Series 55, Series 63, Series 7 and Series 66. The earliest, the Series 55, was passed in March 2004. FINRA credited David Yelle with the SIE, which began in October 2018.
Where did David Yelle work before Hansen & Associates Financial Group?
Before Hansen & Associates Financial Group, David Yelle was registered through Princor Financial Services Corporation, December 2014 to March 2015.
Where is David Yelle based?
David Yelle’s registered office is in Roseville, CA.
Is David Yelle registered with FINRA?
No. David Yelle has no current broker registration.
How can I verify David Yelle’s record?
Search CRD 2123208 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Yelle’s full registration record.
