Career
David Wolfe has been General Counsel and Secretary of Ae Wealth Management since December 2015. David Wolfe is a control person of the firm and directly owns under 5% of it.
Ae Wealth Management, LLC is a Topeka, KS firm with $49.8B under management, 128,073 clients and 448 advisers across 315 offices, as of its August 2026 filing.
No adviser firm registrations are on David Wolfe’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 31 May 2019 |
| SIE | Securities Industry Essentials Examination | 15 March 2019 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- David Robb Wolfe
- CRD
- 6603373
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David Wolfe work?
David Wolfe has been General Counsel and Secretary of Ae Wealth Management, LLC since December 2015, and is a control person of the firm.
Does David Wolfe have a current investment-adviser registration?
David Wolfe has no current investment-adviser or broker registration.
What exams has David Wolfe passed?
David Wolfe has passed 2 licensing exams: the SIE and Series 7TO. The earliest, the SIE, was passed in March 2019.