David Wise has been an investment adviser representative at Hilltop Wealth Advisors since April 2016, and is not listed among the firm’s executive officers or direct owners.
Hilltop Wealth Advisors, LLC is a Chapel Hill, NC firm with $636M under management, 588 clients and 11 advisers in one office, as of its September 2026 filing.
David Wise’s longest registration is the current one, 10 years at Hilltop Wealth Advisors since 2016. Before joining Hilltop Wealth Advisors in 2016, David Wise was registered through Ameriprise Financial Services, Inc.
- Hilltop Wealth Advisors, LLCCurrent– present · 10 yearsChapel Hill, NC · Adviser representative · Firm CRD 283014
- Ameriprise Financial Services, Inc.– · 4 yearsChapel Hill, NC · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
David Wise is registered as an investment adviser representative in North Carolina, since April 2016.
- North CarolinaSince 29 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 December 2011 |
| Series 7 | General Securities Representative Examination | 1 November 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Christopher Wise
- CRD
- 5677815
- Firm
- Hilltop Wealth Advisors · CRD 283014
- Office
- 6340 QUADRANGLE DRIVE, SUITE 100, Chapel Hill, NC 27517
- Registration
- Investment adviser registration
- In the industry since
- December 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does David Wise work?
David Wise is an investment adviser representative registered through Hilltop Wealth Advisors, LLC since April 2016, and is not listed among the firm’s executive officers or direct owners.
Is David Wise a financial advisor?
Yes. David Wise has a current investment-adviser registration in North Carolina, through Hilltop Wealth Advisors since April 2016.
How many years of experience does David Wise have?
David Wise has 14 years in the financial industry, since December 2011, across 2 adviser firms.
What exams has David Wise passed?
David Wise has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2011. FINRA credited David Wise with the SIE, which began in October 2018.
Where is David Wise based?
David Wise’s registered office is in Chapel Hill, NC.
Is David Wise registered with FINRA?
No. David Wise has no current broker registration.
How can I verify David Wise’s record?
Search CRD 5677815 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Wise’s full registration record.