David Vela has been an investment adviser representative at Financial Management Services of America since January 2011, and is not listed among the firm’s executive officers or direct owners.
Financial Management Services of America LLC. is a firm with $216M under management, 1,291 clients and 20 advisers across 13 offices, as of its September 2026 filing.
David Vela’s longest registration is the current one, 15 years at Financial Management Services of America since 2011. Before joining Financial Management Services of America in 2011, David Vela was registered through Oxford Asset Management, LLC and A. G. Edwards & Sons, Inc.
- Oxford Asset Management, LLC– · 8 yearsGrapevine, TX · Adviser representative · Firm CRD 114571
- A. G. Edwards & Sons, Inc.– · 1 yearBrownsville, TX · Adviser representative · Firm CRD 4
Investment adviser representative registrations
David Vela is registered as an investment adviser representative in Texas, as a resident of Texas, since January 2011.
- TexasResidentSince 11 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 1989 |
| Series 7 | General Securities Representative Examination | 16 September 1989 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David William Vela
- CRD
- 1984682
- Firm
- Financial Management Services of America · CRD 154136
- Office
- Delray Beach, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does David Vela work?
David Vela is an investment adviser representative registered through Financial Management Services of America LLC. since January 2011, and is not listed among the firm’s executive officers or direct owners.
Is David Vela a financial advisor?
Yes. David Vela has a current investment-adviser registration in Texas, through Financial Management Services of America since January 2011.
How many years of experience does David Vela have?
David Vela has 23 years in the financial industry, since January 2003, across 3 adviser firms.
What exams has David Vela passed?
David Vela has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 1989.
Where did David Vela work before Financial Management Services of America?
Before Financial Management Services of America, David Vela was registered through A. G. Edwards & Sons, Inc., October 2002 to December 2003.
Where is David Vela based?
David Vela’s registered office is in Delray Beach, FL.
Is David Vela registered with FINRA?
No. David Vela has no current broker registration.
How can I verify David Vela’s record?
Search CRD 1984682 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Vela’s full registration record.