David Van Overeem has been Managing Member & Chief Compliance Officer of RMR Capital Management since October 2016, is a control person of the firm and directly owns 75% or more of it.
RMR Capital Management LLC is a Tustin, CA firm with $171M under management, 72 clients and 1 adviser in one office, as of its February 2026 filing.
David Van Overeem’s longest registration was 17 years at Ameriprise Financial Services, Inc. (1999–2016). Before joining RMR Capital Management in 2016, David Van Overeem was registered through Ameriprise Financial Services, Inc.
- RMR Capital Management LLCCurrent– present · 9 yearsTustin, CA · Adviser representative · Firm CRD 285334
- Ameriprise Financial Services, Inc.– · 17 yearsTustin, CA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
David Van Overeem is registered as an investment adviser representative in 2 states. Each was approved in October 2016.
- CaliforniaSince 27 October 2016
- TexasSince 27 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 April 1999 |
| Series 7 | General Securities Representative Examination | 12 April 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Leonard Van Overeem
- CRD
- 3186424
- Firm
- RMR Capital Management · CRD 285334
- Role
- Managing Member & Chief Compliance Officer
- Office
- 14471 CHAMBERS ROAD, SUITE 208, Tustin, CA 92780
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does David Van Overeem work?
David Van Overeem has been Managing Member & Chief Compliance Officer of RMR Capital Management LLC since October 2016, and is a control person of the firm.
Is David Van Overeem a financial advisor?
Yes. David Van Overeem has a current investment-adviser registration in California and Texas, through RMR Capital Management since October 2016.
How many years of experience does David Van Overeem have?
David Van Overeem has 27 years in the financial industry, since April 1999, across 2 adviser firms.
What exams has David Van Overeem passed?
David Van Overeem has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 1999. FINRA credited David Van Overeem with the SIE, which began in October 2018.
Where did David Van Overeem work before RMR Capital Management?
Before RMR Capital Management, David Van Overeem was registered through Ameriprise Financial Services, Inc., May 1999 to October 2016.
Where is David Van Overeem based?
David Van Overeem’s registered office is in Tustin, CA.
Is David Van Overeem registered with FINRA?
No. David Van Overeem has no current broker registration.
How can I verify David Van Overeem’s record?
Search CRD 3186424 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Van Overeem’s full registration record.