David Swenson has been an investment adviser representative at Ridgegate Advisors since September 2025, and is not listed among the firm’s executive officers or direct owners.
Ridgegate Advisors, LLC is an Englewood, CO firm with $119M under management, 206 clients and 7 advisers in one office, as of its March 2026 filing.
David Swenson’s longest registration was 8 years at SRS Capital Advisors, Inc. (2005–2013). Before joining Ridgegate Advisors in 2025, David Swenson was registered through Ae Wealth Management, LLC and Spire Wealth Management, LLC.
- Ridgegate Advisors, LLCCurrent– present · 1 yearEnglewood, CO · Adviser representative · Firm CRD 334233
- Ae Wealth Management, LLC– · 6 yearsDenver, CO · Adviser representative · Firm CRD 282580
- Spire Wealth Management, LLC– · 2 yearsEnglewood, CO · Adviser representative · Firm CRD 113908
- United Capital Financial Advisers– · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 134600
- Spire Wealth Management, LLC– · 1 yearEnglewood, CO · Adviser representative · Firm CRD 113908
- SRS Capital Advisors, Inc.– · 8 yearsDenver, CO · Adviser representative · Firm CRD 133535
- Secure Financial Group, Inc.– · under a yearDenver, CO · Adviser representative · Firm CRD 130332
Investment adviser representative registrations
David Swenson is registered as an investment adviser representative in 3 states. Each was approved in September 2025.
- CaliforniaSince 12 September 2025
- ColoradoSince 12 September 2025
- TexasSince 12 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 15 July 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 January 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David L. Swenson
- CRD
- 4754086
- Firm
- Ridgegate Advisors · CRD 334233
- Office
- 8310 S VALLEY HIGHWAY, SUITE 480, Englewood, CO 80112
- Registration
- Investment adviser registration
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does David Swenson work?
David Swenson is an investment adviser representative registered through Ridgegate Advisors, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is David Swenson a financial advisor?
Yes. David Swenson has a current investment-adviser registration in California, Colorado and Texas, through Ridgegate Advisors since September 2025.
How many years of experience does David Swenson have?
David Swenson has 22 years in the financial industry, since March 2004, across 6 adviser firms.
What exams has David Swenson passed?
David Swenson has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in January 2004.
Where did David Swenson work before Ridgegate Advisors?
Before Ridgegate Advisors, David Swenson was registered through Spire Wealth Management, LLC, March 2017 to November 2019; United Capital Financial Advisers, September 2014 to March 2017; Spire Wealth Management, LLC, April 2013 to October 2014; SRS Capital Advisors, Inc., January 2005 to April 2013; Secure Financial Group, Inc., March 2004 to February 2005.
Where is David Swenson based?
David Swenson’s registered office is in Englewood, CO.
Is David Swenson registered with FINRA?
No. David Swenson has no current broker registration.
How can I verify David Swenson’s record?
Search CRD 4754086 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Swenson’s full registration record.
