Career
David Siegel has been Financial and Operations Principal of Russell Investments Implementation Services since March 2022. David Siegel is a control person of the firm and directly owns under 5% of it.
Russell Investments Implementation Services, LLC is a Seattle, WA firm with $81.1B under management, 118 clients and 115 advisers across 2 offices, as of its September 2026 filing.
No adviser firm registrations are on David Siegel’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 5 May 2025 |
| SIE | Securities Industry Essentials Examination | 5 May 2025 |
| Series 27 | Financial and Operations Principal Examination | 18 November 2021 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
Individual record
- Full name
- David Andrew Siegel
- CRD
- 7440274
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David Siegel work?
David Siegel has been Financial and Operations Principal of Russell Investments Implementation Services, LLC since March 2022, and is a control person of the firm.
Does David Siegel have a current investment-adviser registration?
David Siegel has a current broker registration and no current investment-adviser registration.
What exams has David Siegel passed?
David Siegel has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in November 2021.
Leadership at Russell Investments Implementation Services
- Katherine El-hillowDirector; President; Chief Investment Officer
- Amy Elizabeth CurranUS Adviser Chief Compliance Officer
- Cheryl WichersBroker-Dealer Chief Compliance Officer
Jason LenzoDirector- Aaron Alexander OstrovskyDirector
- Mark David PaltrowitzChief Risk Officer
Howard Brian SurloffChief Legal Officer