Career
David Shepherd has been Management Board of Shepherd Kaplan Krochuk since November 2017. David Shepherd is a control person of the firm and directly owns between 25% and 50% of it. David Shepherd studied Economics and Finance at Boston University.
Shepherd Kaplan Krochuk, LLC is a Boston, MA firm with $10.9B under management, 213 clients and 15 advisers in one office, as of its March 2026 filing.
SKK describes David Shepherd as an owner and management-board member with institutional advisory experience spanning research, product and consulting.
- Shepherd Kaplan Krochuk, LLCCurrent– present · 8 yearsBoston, MA · Adviser representative · Firm CRD 127304
- Shepherd Kaplan LLCAlso current– present · 19 yearsBoston, MA · Adviser representative · Firm CRD 128244
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Massachusetts | Approved | 5 October 2007 |
| Texas | Approved, resident | 1 November 2018 |
- Status
- Approved
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 2 April 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 February 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 October 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 October 1992 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- David Morris Shepherd
- CRD
- 2284051
- Office
- 53 STATE STREET, 23RD FLOOR, Boston, MA 02109-2820
- Firm bio
- skk-llc.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David Shepherd work?
David Shepherd has been Management Board of Shepherd Kaplan Krochuk, LLC since November 2017, and is a control person of the firm.
Is David Shepherd a financial advisor?
Yes. David Shepherd has a current investment-adviser registration in Massachusetts and Texas, through Shepherd Kaplan Krochuk since December 2017.
How many years of experience does David Shepherd have?
David Shepherd has 19 years in the financial industry, since October 2007, across 2 adviser firms.
What exams has David Shepherd passed?
David Shepherd has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in October 1992.
Where is David Shepherd based?
David Shepherd’s registered office is in Boston, MA.