David Schubach has been an investment adviser representative at Integrity Financial Advisors since April 2025, and is not listed among the firm’s executive officers or direct owners.
Integrity Financial Advisors, LLC is a Woburn, MA firm with $135M under management, 240 clients and 8 advisers across 6 offices, as of its June 2026 filing.
David Schubach’s longest registration was 8 years at Assetmark, Inc. (2008–2016). Before joining Integrity Financial Advisors in 2025, David Schubach was registered through New Frontier Advisors, LLC and Assetmark, Inc.
- – present · 1 yearTolland, CT · Adviser representative · Firm CRD 313369
- New Frontier Advisors, LLC– · 7 yearsTolland, CT · Adviser representative · Firm CRD 147181
- Assetmark, Inc.– · 8 yearsTolland, CT · Adviser representative · Firm CRD 109018
- Genworth Financial Asset Management, Inc– · 2 yearsTolland, CT · Adviser representative · Firm CRD 105771
- Tower Square Securities, Inc.– · under a yearSpringfield, MA · Adviser representative · Firm CRD 833
Investment adviser representative registrations
David Schubach is registered as an investment adviser representative in Connecticut, since April 2025.
- ConnecticutSince 15 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 December 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 July 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Morgan Schubach
- CRD
- 2279707
- Firm
- Integrity Financial Advisors · CRD 313369
- Office
- Tolland, CT
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does David Schubach work?
David Schubach is an investment adviser representative registered through Integrity Financial Advisors, LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is David Schubach a financial advisor?
Yes. David Schubach has a current investment-adviser registration in Connecticut, through Integrity Financial Advisors since April 2025.
How many years of experience does David Schubach have?
David Schubach has 30 years in the financial industry, since September 1996, across 5 adviser firms.
What exams has David Schubach passed?
David Schubach has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1993. FINRA credited David Schubach with the SIE, which began in October 2018.
Where did David Schubach work before Integrity Financial Advisors?
Before Integrity Financial Advisors, David Schubach was registered through New Frontier Advisors, LLC, April 2017 to November 2024; Assetmark, Inc., July 2008 to November 2016; Genworth Financial Asset Management, Inc, April 2006 to July 2008; Tower Square Securities, Inc., June 2005 to December 2005.
Where is David Schubach based?
David Schubach’s registered office is in Tolland, CT.
Is David Schubach registered with FINRA?
No. David Schubach has no current broker registration.
How can I verify David Schubach’s record?
Search CRD 2279707 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Schubach’s full registration record.