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David Royal

Executive Vice President, Chief Financial & Investment Officer at Thrivent Financial for Lutherans

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

David Royal is Executive Vice President, Chief Financial & Investment Officer of Thrivent Financial for Lutherans, a Minneapolis investment adviser managing $129B. David Royal has passed the Series 7, Series 24 and SIE.

Role at Thrivent Financial for Lutherans

Title on Schedule A
Executive Vice President, Chief Financial & Investment Officer
Control
David Royal is a control person of Thrivent Financial for Lutherans.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Royal has held the filed role since July 2017.

The firm

Thrivent Financial for Lutherans
Minneapolis, MN

Form ADV filed 17 June 2026

$129B AUM34 clients155 advisers2 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 and Series 24 · 2016

Registrations and exams

No current adviser or broker registration. David Royal has passed 3 qualifying exams.

Examinations

Series 2418 August 2016
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 712 January 2016
Name
General Securities Representative Examination

Individual record

Full name
David Scott Royal
CRD
5276532
Firm
Thrivent Financial for Lutherans
Registration status
No current adviser or broker registration
Firm bio
thrivent.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Thrivent identifies David S. Royal as executive vice president and chief financial and investment officer. Official firm biography

Common questions

Where does David Royal work?

David Royal has been Executive Vice President, Chief Financial & Investment Officer of Thrivent Financial for Lutherans since July 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 June 2026

Does David Royal have a current investment-adviser registration?

David Royal has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has David Royal passed?

David Royal has passed 3 licensing exams: the Series 7, Series 24 and SIE. The earliest, the Series 7, was passed in January 2016.

Source: IAPD individual record, checked 18 October 2026

Leadership at Thrivent Financial for Lutherans

Sources

  1. IAPD individual record, CRD 5276532. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Thrivent Financial for Lutherans, filed 17 June 2026. Title, control and ownership bands.
  3. Thrivent Financial for Lutherans team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Royal or Thrivent Financial for Lutherans and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.