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David Roberts

Board Director at Coldstream Capital Management

Investment adviser and broker registrationsBellevue, WASEC record checked 17 October 2026

38
Years in the industry
5
Years at the firm
3
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

David Roberts is Board Director of Coldstream Capital Management Inc, a Bellevue investment adviser managing $13.9B. David Roberts has been registered through Coldstream Capital Management since 27 November 2020, has 38 years in the industry across 3 firms and has passed the Series 7, Series 79, Series 63 and SIE.

Role at Coldstream Capital Management

Title on Schedule A
Board Director
Control
David Roberts is not a control person of Coldstream Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Roberts has held the filed role since April 2017.

The firm

Coldstream Capital Management Inc
Bellevue, WA

Form ADV filed 19 August 2026

$13.9B AUM4,386 clients166 advisers10 offices

Career on record

David Roberts has been registered through Coldstream Capital Management since November 2020, and before that through Capital Analysts, Incorporated.

Firms and exams, newest first
  1. Coldstream Wealth ManagementCurrent
    – present · 6 years
    Bellevue, WA · Adviser representative · Firm CRD 108805
  2. Passed SIE · 2018
  3. Passed Series 63 · 2014
  4. Passed Series 79 · 2013
  5. Coldstream Wealth Management
    – · 16 years
    Bellevue, WA · Adviser representative · Firm CRD 132486
  6. Capital Analysts, Incorporated
    – · 14 years
    Seattle, WA · Adviser representative · Firm CRD 5478
  7. Passed Series 7 · 1988

Registrations and exams

David Roberts has a current investment-adviser registration in California and Washington and has passed 4 qualifying exams.

California14 December 2023
Scope
Investment adviser representative
Status
Approved
Washington27 November 2020
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6313 February 2014
Name
Uniform Securities Agent State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 7931 December 2013
Name
Investment Banking Registered Representative Examination
Series 717 September 1988
Name
General Securities Representative Examination

Individual record

Full name
David Gordon Roberts
CRD
1875134
Firm
Coldstream Capital Management Inc
Registration status
Investment adviser and broker registrations
Office
ONE - 100TH AVENUE NE, SUITE 102, Bellevue, WA 98004
Firm bio
coldstream.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Coldstream identifies David Roberts as a managing director who leads The Rainier Group’s business consulting operation. The firm lists a B.S. in mechanical engineering from Oregon State University and an MBA from the University of Washington. Official Coldstream Fund Management biography

Education

Common questions

Where does David Roberts work?

David Roberts has been Board Director of Coldstream Capital Management Inc since April 2017.

Source: Form ADV, Schedule A, filed 19 August 2026

Is David Roberts a financial advisor?

Yes. David Roberts has a current investment-adviser registration in California and Washington, through Coldstream Capital Management since November 2020, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does David Roberts have?

David Roberts has worked in the financial industry for 38 years as of 17 October 2026, counted from 10 October 1988, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has David Roberts passed?

David Roberts has passed 4 licensing exams: the Series 7, Series 79, Series 63 and SIE. The earliest, the Series 7, was passed in September 1988.

Source: IAPD individual record, checked 17 October 2026

Where did David Roberts work before Coldstream Capital Management?

Before Coldstream Capital Management, David Roberts was registered through Capital Analysts, Incorporated, August 1990 to December 2004.

Source: IAPD individual record, checked 17 October 2026

Where is David Roberts based?

David Roberts’ registered office is in Bellevue, WA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Coldstream Capital Management

  • Kevin Fitzwilson
    Chief Executive Officer; Chairman of Board
  • Matthew Sonnen
    Chief Operating Officer
  • Erika Yelle
    Chief Compliance Officer
  • Marvin Benton
    Board Director
  • Joshua Harris
    Board Director
  • Reegan Rae
    Board Director
  • Heather Redman
    Board Director
  • Bryan Shipley
    Chief Investment Officer
  • Anne Marie Stonich
    Board Director
  • Natalie Straub
    Chief Revenue Officer
  • Roger Reynolds
    Shareholder

Sources

  1. IAPD individual record, CRD 1875134. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Coldstream Capital Management Inc, filed 19 August 2026. Title, control and ownership bands.
  3. Coldstream Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Roberts or Coldstream Capital Management Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.