David Perez has been an investment adviser representative at SageGuard Financial Group since December 2022, and is not listed among the firm’s executive officers or direct owners.
Sageguard Financial Group, LLC is a Goodlettsville, TN firm with $756M under management, 2,469 clients and 14 advisers across 4 offices, as of its July 2026 filing.
David Perez’s longest registration is the current one, 3 years at SageGuard Financial Group since 2022. Before joining SageGuard Financial Group in 2022, David Perez was registered through Alphastar Capital Management, LLC.
- – present · 3 yearsGoodlettsville, TN · Adviser representative · Firm CRD 160266
- Alphastar Capital Management, LLC– · 1 yearGoodlettsville, TN · Adviser representative · Firm CRD 157423
- – · 1 yearGoodlettsville, TN · Adviser representative · Firm CRD 160266
Investment adviser representative registrations
David Perez is registered as an investment adviser representative in Tennessee, since December 2022.
- TennesseeSince 21 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 14 October 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 2019 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 September 2019 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Orlando Perez
- CRD
- 7219617
- Firm
- SageGuard Financial Group · CRD 160266
- Office
- 3066 BUSINESS PARK CIRCLE, Goodlettsville, TN 37072
- Registration
- Investment adviser registration
- In the industry since
- January 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does David Perez work?
David Perez is an investment adviser representative registered through Sageguard Financial Group, LLC since December 2022, and is not listed among the firm’s executive officers or direct owners.
Is David Perez a financial advisor?
Yes. David Perez has a current investment-adviser registration in Tennessee, through SageGuard Financial Group since December 2022.
How many years of experience does David Perez have?
David Perez has 6 years in the financial industry, since January 2020, across 2 adviser firms.
What exams has David Perez passed?
David Perez has passed 3 licensing exams: the Series 65, Series 63 and SIE. The earliest, the Series 65, was passed in September 2019.
Where is David Perez based?
David Perez’s registered office is in Goodlettsville, TN.
Is David Perez registered with FINRA?
No. David Perez has no current broker registration.
How can I verify David Perez’s record?
Search CRD 7219617 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Perez’s full registration record.
