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David Oestreicher

Chief Legal Officer/Director at T. Rowe Price Associates

Broker registration; no current adviser registration

David Oestreicher is Chief Legal Officer/Director of T. Rowe Price Associates, Inc., a Baltimore investment adviser managing $2.2T. David Oestreicher has a current broker registration and no current investment-adviser registration and has passed the Series 24.

1
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

David Oestreicher has been Chief Legal Officer/Director of T. Rowe Price Associates since March 2008. David Oestreicher is a control person of the firm and directly owns under 5% of it. David Oestreicher holds a J.D. from Villanova University School of Law and a B.S. from Bucknell University.

T. Rowe Price Associates, Inc. is a Baltimore, MD firm with $2.2T under management, 6,887 clients and 545 advisers across 6 offices, as of its July 2026 filing.

T. Rowe Price identifies David Oestreicher as general counsel, a Management Committee member, and overseer of its global legal, compliance and audit functions. He is also a board member, president and principal executive officer of the T. Rowe Price registered funds and the management liaison to their independent directors.

No adviser firm registrations are on David Oestreicher’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2411 February 2008
Name
General Securities Principal Examination

Individual record

Full name
David Oestreicher
CRD
4594569

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does David Oestreicher work?

David Oestreicher has been Chief Legal Officer/Director of T. Rowe Price Associates, Inc. since March 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 6 July 2026

Does David Oestreicher have a current investment-adviser registration?

David Oestreicher has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has David Oestreicher passed?

David Oestreicher passed the Series 24 in February 2008. FINRA credited David Oestreicher with the SIE, which began in October 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at T. Rowe Price Associates

Sources

  1. IAPD individual record, CRD 4594569. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of T. Rowe Price Associates, Inc., filed 6 July 2026. Title, control and ownership bands.
  3. T. Rowe Price Associates team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

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