Career
David Littleton has been President of F/M Investments since May 2019. David Littleton is a control person of the firm and directly owns under 5% of it. David Littleton holds a Bachelor of Science from the University of Maryland, a Juris Doctorate from the University of Maryland and a Master of Science from Georgetown University.
F/M Investments LLC is a Washington, DC firm with $17.7B under management, 5,780 clients and 46 advisers across 9 offices, as of its August 2026 filing.
David Littleton is F/m Investments’ President and previously held roles at F/m Acceleration, Vestmark Advisory Solutions, and LPL Financial.
- F/m Investments LLCCurrent– present · 6 yearsWashington, DC · Adviser representative · Firm CRD 304405
- Vestmark Advisory Solutions, Inc.– · 3 yearsWashington, DC · Adviser representative · Firm CRD 221518
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| District of Columbia | Approved | 27 January 2020 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 June 2015 |
- Name
- Uniform Investment Adviser Law Examination
Individual record
- Full name
- David Louis Littleton
- CRD
- 5066624
- Office
- 900 19TH ST NW, SUITE 203, Washington, DC 20006
- Firm bio
- morganstanley.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David Littleton work?
David Littleton has been President of F/M Investments LLC since May 2019, and is a control person of the firm.
Is David Littleton a financial advisor?
Yes. David Littleton has a current investment-adviser registration in District of Columbia, through F/M Investments since January 2020.
How many years of experience does David Littleton have?
David Littleton has 10 years in the financial industry, since September 2016, across 2 adviser firms.
What exams has David Littleton passed?
David Littleton passed the Series 65 in June 2015.
Where did David Littleton work before F/M Investments?
Before F/M Investments, David Littleton was registered through Vestmark Advisory Solutions, Inc., May 2016 to October 2019.
Where is David Littleton based?
David Littleton’s registered office is in Washington, DC.