David Lim has been an investment adviser representative at LEO Wealth Americas since April 2026, and is not listed among the firm’s executive officers or direct owners.
Leo Wealth Americas, LLC is a Hurst, TX firm with $512M under management, 984 clients and 21 advisers across 7 offices, as of its June 2026 filing.
David Lim’s longest registration was 15 years at Ic Advisory Services, Inc. (2009–2025). Before joining LEO Wealth Americas in 2026, David Lim was registered through Expatriate Financial Strategies LLC and Ic Advisory Services, Inc.
- Leo Wealth Americas, LLCCurrent– present · under a yearHong Kong · Adviser representative · Firm CRD 338799
- Leo Wealth, LLCAlso current– present · 1 yearSingapore · Adviser representative · Firm CRD 283891
- Expatriate Financial Strategies LLC– · under a yearLas Vegas, NV · Adviser representative · Firm CRD 334264
- Ic Advisory Services, Inc.– · 15 yearsLas Vegas, NV · Adviser representative · Firm CRD 140190
- Waddell & Reed, Inc.– · 6 yearsSan Mateo, CA · Adviser representative · Firm CRD 866
Investment adviser representative registrations
David Lim is registered as an investment adviser representative in Texas, since March 2025.
- TexasSince 31 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 November 2002 |
| Series 7 | General Securities Representative Examination | 30 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Swee Hock Lim
- CRD
- 4592229
- Firm
- LEO Wealth Americas · CRD 338799
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Lim work?
David Lim is an investment adviser representative registered through Leo Wealth Americas, LLC since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is David Lim a financial advisor?
Yes. David Lim has a current investment-adviser registration in Texas, through LEO Wealth Americas since April 2026.
How many years of experience does David Lim have?
David Lim has 23 years in the financial industry, since November 2002, across 5 adviser firms.
What exams has David Lim passed?
David Lim has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2002. FINRA credited David Lim with the SIE, which began in October 2018.
Where did David Lim work before LEO Wealth Americas?
Before LEO Wealth Americas, David Lim was registered through Expatriate Financial Strategies LLC, March 2025 to April 2025; Ic Advisory Services, Inc., June 2009 to March 2025; Waddell & Reed, Inc., November 2002 to June 2009.
Is David Lim registered with FINRA?
Yes. David Lim has a current broker registration, under CRD 4592229.
Source: FINRA BrokerCheck
How can I verify David Lim’s record?
Search CRD 4592229 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Lim’s full registration record.
