David Hart has been an investment adviser representative at Shelter Wealth Strategies since July 2026, and is not listed among the firm’s executive officers or direct owners.
Shelter Wealth Strategies, LLC is a Houston, TX firm with $144M under management, 38 clients and 8 advisers across 5 offices, as of its June 2026 filing.
- – present · under a yearUtica, NY · Adviser representative · Firm CRD 170655
Investment adviser representative registrations
David Hart is registered as an investment adviser representative in New York, since July 2026.
- New YorkSince 1 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Amelio Hart
- CRD
- 8278542
- Firm
- Shelter Wealth Strategies · CRD 170655
- Office
- 2514 Genesee Street, Utica, NY 13502, Utica, NY 13502
- Registration
- Investment adviser registration
- In the industry since
- June 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does David Hart work?
David Hart is an investment adviser representative registered through Shelter Wealth Strategies, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is David Hart a financial advisor?
Yes. David Hart has a current investment-adviser registration in New York, through Shelter Wealth Strategies since July 2026.
How many years of experience does David Hart have?
David Hart has 0 years in the financial industry, since June 2026, across 1 adviser firm.
What exams has David Hart passed?
David Hart passed the Series 65 in July 2026.
Where is David Hart based?
David Hart’s registered office is in Utica, NY.
Is David Hart registered with FINRA?
No. David Hart has no current broker registration.
How can I verify David Hart’s record?
Search CRD 8278542 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Hart’s full registration record.