David Guensch has been an investment adviser representative at Lombard Advisers since July 2016, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
David Guensch’s longest registration is the current one, 10 years at Lombard Advisers since 2016. Before joining Lombard Advisers in 2016, David Guensch was registered through Great Valley Advisor Group, Inc. and Voya Financial Advisors, Inc.
- – present · 10 yearsAllentown, PA · Adviser representative · Firm CRD 108231
- Great Valley Advisor Group, Inc.– · 1 yearOrefield, PA · Adviser representative · Firm CRD 123913
- Voya Financial Advisors, Inc.– · 8 yearsOrefield, PA · Adviser representative · Firm CRD 2882
- American Portfolios Advisors, Inc– · under a yearHolbrook, NY · Adviser representative · Firm CRD 112697
Investment adviser representative registrations
David Guensch is registered as an investment adviser representative in Pennsylvania, since July 2016.
- PennsylvaniaSince 20 July 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 1996 |
| Series 7 | General Securities Representative Examination | 12 March 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Frederick Guensch
- CRD
- 1769051
- Firm
- Lombard Advisers · CRD 108231
- Office
- 6235 Hamilton Blvd., Suite 100, Allentown, PA 18106
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Guensch work?
David Guensch is an investment adviser representative registered through Lombard Advisers Incorporated since July 2016, and is not listed among the firm’s executive officers or direct owners.
Is David Guensch a financial advisor?
Yes. David Guensch has a current investment-adviser registration in Pennsylvania, through Lombard Advisers since July 2016.
How many years of experience does David Guensch have?
David Guensch has 31 years in the financial industry, since March 1995, across 4 adviser firms.
What exams has David Guensch passed?
David Guensch has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 1996. FINRA credited David Guensch with the SIE, which began in October 2018.
Where did David Guensch work before Lombard Advisers?
Before Lombard Advisers, David Guensch was registered through Voya Financial Advisors, Inc., November 2006 to July 2015; American Portfolios Advisors, Inc, June 2006 to November 2006.
Where is David Guensch based?
David Guensch’s registered office is in Allentown, PA.
Is David Guensch registered with FINRA?
Yes. David Guensch has a current broker registration, under CRD 1769051.
Source: FINRA BrokerCheck
How can I verify David Guensch’s record?
Search CRD 1769051 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Guensch’s full registration record.