David Galuskin has been an investment adviser representative at Herbert J. Sims Capital Management since December 2019, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
- – present · 6 yearsRed Bank, NJ · Adviser representative · Firm CRD 134510
Investment adviser representative registrations
David Galuskin is registered as an investment adviser representative in Connecticut, since December 2019.
- ConnecticutSince 4 December 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 66 | Uniform Combined State Law Examination | 4 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 26 January 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 2004 |
| Series 24 | General Securities Principal Examination | 7 November 2000 |
| Series 7 | General Securities Representative Examination | 12 September 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 March 1998 |
- Name
- Municipal Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Kenneth Galuskin
- CRD
- 3034250
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 331 Newman Springs Road, Building 2, Suite 312- 3rd Floor, Red Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does David Galuskin work?
David Galuskin is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since December 2019, and is not listed among the firm’s executive officers or direct owners.
Is David Galuskin a financial advisor?
Yes. David Galuskin has a current investment-adviser registration in Connecticut, through Herbert J. Sims Capital Management since December 2019.
How many years of experience does David Galuskin have?
David Galuskin has 26 years in the financial industry, since April 2000, across 1 adviser firm.
What exams has David Galuskin passed?
David Galuskin has passed 7 licensing exams: the Series 6, Series 7, Series 24, Series 63, Series 53, Series 66 and Series 52TO. The earliest, the Series 6, was passed in March 1998. FINRA credited David Galuskin with the SIE, which began in October 2018.
Where is David Galuskin based?
David Galuskin’s registered office is in Red Bank, NJ.
Is David Galuskin registered with FINRA?
Yes. David Galuskin has a current broker registration, under CRD 3034250.
Source: FINRA BrokerCheck
How can I verify David Galuskin’s record?
Search CRD 3034250 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Galuskin’s full registration record.
