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David Finn

Chief Compliance Officer & Chief Financial Officer at Abs Investment Management

Officer recordForm ADV filed 25 June 2026

David Finn is Chief Compliance Officer & Chief Financial Officer of Abs Investment Management LLC, a Stamford investment adviser.

Career

David Finn has been Chief Compliance Officer & Chief Financial Officer of Abs Investment Management since July 2004. David Finn is a control person of the firm and directly owns under 5% of it. David Finn holds a BS in Accounting and Information Systems and Economics from Queens College.

Abs Investment Management LLC is a Stamford, CT firm with $10.5B under management, 20 clients and 16 advisers in one office, as of its June 2026 filing.

ABS identifies David Finn as a partner and Chief Financial Officer and says he joined in June 2003.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Professional designations

Listed by Abs Investment Management and the sources below

  • Certified Public Accountant

Individual registration and examination information for David Finn is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
David Finn
CRD
4872405
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does David Finn work?

David Finn has been Chief Compliance Officer & Chief Financial Officer of Abs Investment Management LLC since July 2004, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 June 2026

Leadership at Abs Investment Management

Sources

  1. IAPD individual lookup, CRD 4872405. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Abs Investment Management LLC, filed 25 June 2026. Title, control and ownership bands.
  3. Official firm biography. Biography, education, credentials.

Retrieved 18 October 2026. The SEC record may have been amended since.

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