Career
David Doyle has been Chief Compliance Officer of Plante Moran Financial Advisors since April 2019. David Doyle is a control person of the firm and directly owns under 5% of it.
Plante Moran Financial Advisors, LLC is a Southfield, MI firm with $26.9B under management, 4,009 clients and 142 advisers across 14 offices, as of its September 2026 filing.
No adviser firm registrations are on David Doyle’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 14 | Compliance Officer Examination | 13 September 2006 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 1 September 2006 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 25 August 2006 |
| Series 24 | General Securities Principal Examination | 14 August 2006 |
| Series 7 | General Securities Representative Examination | 20 July 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- David Timothy Doyle
- CRD
- 2552281
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does David Doyle work?
David Doyle has been Chief Compliance Officer of Plante Moran Financial Advisors, LLC since April 2019, and is a control person of the firm.
Does David Doyle have a current investment-adviser registration?
David Doyle has a current broker registration and no current investment-adviser registration.
What exams has David Doyle passed?
David Doyle has passed 5 licensing exams: the Series 7, Series 24, Series 9, Series 10 and Series 14. The earliest, the Series 7, was passed in July 2006. FINRA credited David Doyle with the SIE, which began in October 2018.