David Daley has been an investment adviser representative at Forefront Wealth Partners since February 2026, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
David Daley’s longest registration was 2 years at Daley Financial Planning LLC (2023–2026). Before joining Forefront Wealth Partners in 2026, David Daley was registered through Daley Financial Planning LLC and Pegasus Management Services L.L.C.
- Daley Financial Planning LLC– · 2 yearsCorona, CA · Adviser representative · Firm CRD 329243
- Pegasus Management Services L.L.C.– · 1 yearCorona, CA · Adviser representative · Firm CRD 314533
Investment adviser representative registrations
David Daley is registered as an investment adviser representative in California, since February 2026.
- CaliforniaSince 5 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 May 2022 |
| Series 7TO | General Securities Representative Examination | 7 March 2022 |
| SIE | Securities Industry Essentials Examination | 7 August 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- David Mason Daley
- CRD
- 7352195
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Corona, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does David Daley work?
David Daley is an investment adviser representative registered through Forefront Wealth Partners, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is David Daley a financial advisor?
Yes. David Daley has a current investment-adviser registration in California, through Forefront Wealth Partners since February 2026.
How many years of experience does David Daley have?
David Daley has 4 years in the financial industry, since May 2022, across 3 adviser firms.
What exams has David Daley passed?
David Daley has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in August 2021.
Where did David Daley work before Forefront Wealth Partners?
Before Forefront Wealth Partners, David Daley was registered through Pegasus Management Services L.L.C., September 2022 to November 2023.
Where is David Daley based?
David Daley’s registered office is in Corona, CA.
Is David Daley registered with FINRA?
No. David Daley has no current broker registration.
How can I verify David Daley’s record?
Search CRD 7352195 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Daley’s full registration record.
