David Cowee has been an investment adviser representative at SageGuard Financial Group since December 2022, and is not listed among the firm’s executive officers or direct owners.
Sageguard Financial Group, LLC is a Goodlettsville, TN firm with $756M under management, 2,469 clients and 14 advisers across 4 offices, as of its July 2026 filing.
David Cowee’s longest registration was 9 years at Sageguard Financial Group, LLC (2012–2021). Before joining SageGuard Financial Group in 2022, David Cowee was registered through Alphastar Capital Management, LLC and Brookstone Capital Management LLC.
- – present · 3 yearsGoodlettsville, TN · Adviser representative · Firm CRD 160266
- Alphastar Capital Management, LLC– · 1 yearNacogdoches, TX · Adviser representative · Firm CRD 157423
- – · 9 yearsNacogdoches, TX · Adviser representative · Firm CRD 160266
- Brookstone Capital Management LLC– · 5 yearsDouglass, TX · Adviser representative · Firm CRD 141413
Investment adviser representative registrations
David Cowee is registered as an investment adviser representative in Texas, since December 2022.
- TexasSince 22 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Leon Cowee
- CRD
- 5390261
- Firm
- SageGuard Financial Group · CRD 160266
- Office
- 3066 BUSINESS PARK CIRCLE, Goodlettsville, TN 37072
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does David Cowee work?
David Cowee is an investment adviser representative registered through Sageguard Financial Group, LLC since December 2022, and is not listed among the firm’s executive officers or direct owners.
Is David Cowee a financial advisor?
Yes. David Cowee has a current investment-adviser registration in Texas, through SageGuard Financial Group since December 2022.
How many years of experience does David Cowee have?
David Cowee has 19 years in the financial industry, since July 2007, across 3 adviser firms.
What exams has David Cowee passed?
David Cowee passed the Series 65 in July 2007.
Where did David Cowee work before SageGuard Financial Group?
Before SageGuard Financial Group, David Cowee was registered through Brookstone Capital Management LLC, July 2007 to November 2012.
Where is David Cowee based?
David Cowee’s registered office is in Goodlettsville, TN.
Is David Cowee registered with FINRA?
No. David Cowee has no current broker registration.
How can I verify David Cowee’s record?
Search CRD 5390261 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Cowee’s full registration record.
