David Clark has been an investment adviser representative at Westside Investment Management since August 2010, and is not listed among the firm’s executive officers or direct owners. David Clark holds a Bachelor's degree in Business Administration from Oklahoma State University.
Westside Investment Management, LLC is a Santa Monica, CA firm with $889M under management, 890 clients and 7 advisers across 3 offices, as of its February 2026 filing.
Todd Clark is Managing Partner and Co-Founder of Westside Investment Management. He began his career in Los Angeles in 1992 with American Express Financial Advisors and in 1995 was appointed a District Manager in its West Los Angeles office, where he hired, trained and led a team of advisors for six years. He specializes in developing customized asset allocation and wealth management strategies.
David Clark’s longest registration is the current one, 16 years at Westside Investment Management since 2010. Before joining Westside Investment Management in 2010, David Clark was registered through LPL Financial LLC and American Express Financial Advisors, Inc.
- – present · 16 yearsOklahoma City, OK · Adviser representative · Firm CRD 154522
- LPL Financial LLC– · 7 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
- American Express Financial Advisors, Inc.– · 6 yearsWoodland Hills, CA · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
David Clark is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from August 2010; the most recent are California and Hawaii, in November 2011.
- CaliforniaSince 4 November 2011
- HawaiiSince 4 November 2011
- OklahomaSince 30 August 2010
- TexasResidentSince 7 September 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 31 January 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 July 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 April 1992 |
| Series 7 | General Securities Representative Examination | 2 April 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Todd Clark
- CRD
- 2219822
- Firm
- Westside Investment Management · CRD 154522
- Office
- 10900 HEFNER POINTE DRIVE, SUITE 502, Oklahoma City, OK 73120
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- westsideim.com
Where does David Clark work?
David Clark is an investment adviser representative registered through Westside Investment Management, LLC since August 2010, and is not listed among the firm’s executive officers or direct owners.
Is David Clark a financial advisor?
Yes. David Clark has a current investment-adviser registration in California, Hawaii, Oklahoma and Texas, through Westside Investment Management since August 2010.
How many years of experience does David Clark have?
David Clark has 34 years in the financial industry, since April 1992, across 3 adviser firms.
What exams has David Clark passed?
David Clark has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in April 1992. FINRA credited David Clark with the SIE, which began in October 2018.
Where did David Clark work before Westside Investment Management?
Before Westside Investment Management, David Clark was registered through American Express Financial Advisors, Inc., December 1997 to April 2004.
Where is David Clark based?
David Clark’s registered office is in Oklahoma City, OK.
Is David Clark registered with FINRA?
Yes. David Clark has a current broker registration, under CRD 2219822.
Source: FINRA BrokerCheck
How can I verify David Clark’s record?
Search CRD 2219822 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Clark’s full registration record.
