David Carter has been an investment adviser representative at Terril Brothers since August 2011, and is not listed among the firm’s executive officers or direct owners. David Carter holds a Bachelor's degree in finance from the University of Dayton.
Terril Brothers Inc is a Saint Louis, MO firm with $988M under management, 488 clients and 6 advisers across 3 offices, as of its March 2026 filing.
David Carter is Senior Portfolio Manager of Terril & Company. He leads research analysis at the firm, monitors its current holdings, and directs its research on new investment ideas. He also helps manage client accounts and portfolios, and his advisory career spans 30 years.
David Carter’s longest registration is the current one, 15 years at Terril Brothers since 2011. Before joining Terril Brothers in 2011, David Carter was registered through Huntleigh Advisors, Inc.
- Terril & CompanyCurrent– present · 15 yearsSaint Louis, MO · Adviser representative · Firm CRD 110422
- Huntleigh Advisors, Inc.– · 1 yearSt. Louis, MO · Adviser representative · Firm CRD 113412
Investment adviser representative registrations
David Carter is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in May 2016.
- MissouriSince 3 May 2016
- TexasResidentSince 5 May 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2003 |
| Series 55 | Limited Representative-Equity Trader Exam | 16 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 1983 |
| Series 7 | General Securities Representative Examination | 17 December 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Leslie Carter
- CRD
- 1083770
- Firm
- Terril Brothers · CRD 110422
- Office
- 6 CITY PLACE DRIVE, SUITE 1050, Saint Louis, MO 63141-7102
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- terrilco.com
Where does David Carter work?
David Carter is an investment adviser representative registered through Terril Brothers Inc since August 2011, and is not listed among the firm’s executive officers or direct owners.
Is David Carter a financial advisor?
Yes. David Carter has a current investment-adviser registration in Missouri and Texas, through Terril Brothers since August 2011.
How many years of experience does David Carter have?
David Carter has 16 years in the financial industry, since February 2010, across 2 adviser firms.
What exams has David Carter passed?
David Carter has passed 4 licensing exams: the Series 7, Series 63, Series 55 and Series 65. The earliest, the Series 7, was passed in December 1983.
Where did David Carter work before Terril Brothers?
Before Terril Brothers, David Carter was registered through Huntleigh Advisors, Inc., February 2006 to July 2007.
Where is David Carter based?
David Carter’s registered office is in Saint Louis, MO.
Is David Carter registered with FINRA?
No. David Carter has no current broker registration.
How can I verify David Carter’s record?
Search CRD 1083770 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Carter’s full registration record.