David Berney has been an investment adviser representative at Capstone Wealth Management since March 2024, and is not listed among the firm’s executive officers or direct owners.
Capstone Wealth Management, LLC is a Tuscaloosa, AL firm with $416M under management, 219 clients and 7 advisers in one office, as of its March 2026 filing.
David Berney’s longest registration is the current one, 2 years at Capstone Wealth Management since 2024. Before joining Capstone Wealth Management in 2024, David Berney was registered through Stangier Wealth Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 2 yearsTuscaloosa, AL · Adviser representative · Firm CRD 118296
- Stangier Wealth Management– · 1 yearClackamas, OR · Adviser representative · Firm CRD 171336
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearEugene, OR · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
David Berney is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2024; the most recent is Texas, in September 2024.
- AlabamaSince 1 March 2024
- TexasResidentSince 1 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 December 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 December 2013 |
| Series 7 | General Securities Representative Examination | 20 November 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David J Berney
- CRD
- 6229875
- Firm
- Capstone Wealth Management · CRD 118296
- Office
- 2200 JACK WARNER PARKWAY, NE, SUITE 300, Tuscaloosa, AL 35401
- Registration
- Investment adviser registration
- In the industry since
- March 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does David Berney work?
David Berney is an investment adviser representative registered through Capstone Wealth Management, LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is David Berney a financial advisor?
Yes. David Berney has a current investment-adviser registration in Alabama and Texas, through Capstone Wealth Management since March 2024.
How many years of experience does David Berney have?
David Berney has 5 years in the financial industry, since March 2021, across 3 adviser firms.
What exams has David Berney passed?
David Berney has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in November 2013. FINRA credited David Berney with the SIE, which began in October 2018.
Where did David Berney work before Capstone Wealth Management?
Before Capstone Wealth Management, David Berney was registered through Stangier Wealth Management, December 2021 to October 2023; Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2014 to March 2015.
Where is David Berney based?
David Berney’s registered office is in Tuscaloosa, AL.
Is David Berney registered with FINRA?
No. David Berney has no current broker registration.
How can I verify David Berney’s record?
Search CRD 6229875 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Berney’s full registration record.