David Belk has been an investment adviser representative at Carolina Financial Advisors since July 2020, and is not listed among the firm’s executive officers or direct owners. David Belk holds a Management degree from the University of North Carolina at Greensboro.
Carolina Financial Advisors, Inc. is a Greensboro, NC firm with $241M under management, 474 clients and 4 advisers in one office, as of its May 2026 filing.
David Belk is Financial Advisor of Carolina Financial Advisors, Inc. He has been helping individuals, families and businesses pursue their financial goals since 1989. He served as both PAC Chairman and President of the Greensboro Chapter of the National Association of Insurance and Financial Advisors, and is a member of the Estate Planning Council, the Society of Financial Service Professionals and the Greensboro Kiwanis Club.
David Belk’s longest registration was 16 years at Financial Security Advisory Inc (2001–2018). Before joining Carolina Financial Advisors in 2020, David Belk was registered through Financial Security Advisory Inc.
- – present · 6 yearsGreensboro, NC · Adviser representative · Firm CRD 118823
- Financial Security Advisory Inc– · 16 yearsGreensboro, NC · Adviser representative · Firm CRD 110746
Professional designations
Listed by Carolina Financial Advisors
- CFP®
- CEPA®
- CKA®
Investment adviser representative registrations
David Belk is registered as an investment adviser representative in 5 states. The first approvals date from July 2020; the most recent is Florida, in July 2025.
- ColoradoSince 12 June 2025
- FloridaSince 10 July 2025
- North CarolinaSince 28 July 2020
- TexasSince 9 April 2021
- VirginiaSince 9 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 11 March 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 December 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 April 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Leonard Belk
- CRD
- 3048030
- Firm
- Carolina Financial Advisors · CRD 118823
- Office
- 100 EAST LAKE DR., SUITE 100, Greensboro, NC 27403
- Registration
- Investment adviser registration
- In the industry since
- February 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- carolinafinancialadvisors.com
Where does David Belk work?
David Belk is an investment adviser representative registered through Carolina Financial Advisors, Inc. since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is David Belk a financial advisor?
Yes. David Belk has a current investment-adviser registration in Colorado, Florida, North Carolina, Texas and Virginia, through Carolina Financial Advisors since July 2020.
How many years of experience does David Belk have?
David Belk has 26 years in the financial industry, since February 2000, across 2 adviser firms.
What exams has David Belk passed?
David Belk has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 26. The earliest, the Series 6, was passed in April 1998. FINRA credited David Belk with the SIE, which began in October 2018.
Where did David Belk work before Carolina Financial Advisors?
Before Carolina Financial Advisors, David Belk was registered through Financial Security Advisory Inc, December 2001 to September 2018.
Where is David Belk based?
David Belk’s registered office is in Greensboro, NC.
Is David Belk registered with FINRA?
No. David Belk has no current broker registration.
Is David Belk a CFP?
Carolina Financial Advisors lists David Belk with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify David Belk’s record?
Search CRD 3048030 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Belk’s full registration record.
