Jessica Neisler is a control person of Carolina Financial Advisors and directly owns under 5% of it.
Carolina Financial Advisors is an investment adviser based in Greensboro, NC, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $241 million, as filed on 27 May 2026. Its fees, ownership and offices are on the firm’s profile.
Jessica Neisler is Chief Compliance Officer and Marketing Director of Carolina Financial Advisors, Inc. She began her career in the financial services industry in California in 2014, relocated to North Carolina in 2018 and joined Carolina Financial Advisors in 2019. She oversees compliance programs, operational processes and marketing initiatives, and leads the firm's marketing efforts including website development, digital marketing and client communications.
- CRD
- 6289172
- Firm
- Carolina Financial Advisors · CRD 118823
- Role
- Chief Compliance Officer
- In role since
- June 2021 · 5 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Greensboro, NC
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- carolinafinancialadvisors.com
Where does Jessica Neisler work?
Jessica Neisler has been Chief Compliance Officer of Carolina Financial Advisors, Inc. since June 2021, and is a control person of the firm.
How can I verify Jessica Neisler’s record?
Jessica Neisler’s role is listed on Carolina Financial Advisors, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 118823.
