David Adams has been an investment adviser representative at West Wealth Group since August 2025, and is not listed among the firm’s executive officers or direct owners.
West Wealth Group, LLC is an Irvine, CA firm with $617M under management, 2,746 clients and 13 advisers across 6 offices, as of its September 2026 filing.
David Adams’ longest registration is the current one, 1 year at West Wealth Group since 2025. Before joining West Wealth Group in 2025, David Adams was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- West Wealth Group, LLCCurrent– present · 1 yearIrvine, CA · Adviser representative · Firm CRD 316644
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearIndio, CA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
David Adams is registered as an investment adviser representative in California, since August 2025.
- CaliforniaSince 14 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 November 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 November 2024 |
| Series 7TO | General Securities Representative Examination | 1 August 2024 |
| SIE | Securities Industry Essentials Examination | 26 June 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- David James Adams
- CRD
- 7927312
- Firm
- West Wealth Group · CRD 316644
- Office
- 2 PARK PLAZA, SUITE 800, Irvine, CA 92614
- Registration
- Investment adviser registration
- In the industry since
- April 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does David Adams work?
David Adams is an investment adviser representative registered through West Wealth Group, LLC since August 2025, and is not listed among the firm’s executive officers or direct owners.
Is David Adams a financial advisor?
Yes. David Adams has a current investment-adviser registration in California, through West Wealth Group since August 2025.
How many years of experience does David Adams have?
David Adams has 1 year in the financial industry, since April 2025, across 2 adviser firms.
What exams has David Adams passed?
David Adams has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in June 2024.
Where did David Adams work before West Wealth Group?
Before West Wealth Group, David Adams was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2024 to December 2024.
Where is David Adams based?
David Adams’ registered office is in Irvine, CA.
Is David Adams registered with FINRA?
No. David Adams has no current broker registration.
How can I verify David Adams’ record?
Search CRD 7927312 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Adams’ full registration record.
