Role at Corient Private Wealth
- Title on Schedule A
- Head of US Wealth Advisory
- Control
- Darren Henderson is a control person of Corient Private Wealth.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Darren Henderson has held the filed role since March 2025.
The firm
Form ADV filed 21 August 2026
Career on record
Darren Henderson has been registered through Corient Private Wealth since November 2022, and before that through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Passed SIE · 2016
- Corient Capital Partners, LLC– · 8 yearsNewport Beach, CA · Adviser representative · Firm CRD 170920
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsNewport Beach, CA · Adviser representative · Firm CRD 7691
- Passed Series 66 and Series 3 · 2001
- Passed Series 7 and Series 63 · 1997
Registrations and exams
Darren Henderson has a current investment-adviser registration in California and Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 14 November 2022 |
| Texas | Investment adviser representative | Approved | 14 November 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 1997 |
| SIE | Securities Industry Essentials Examination | 25 May 2016 |
| Series 3 | National Commodity Futures Examination | 22 October 2001 |
| Series 7 | General Securities Representative Examination | 15 August 1997 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Darren Lee Henderson
- CRD
- 2923145
- Registration status
- Investment adviser registration
- Office
- 500 NEWPORT CENTER DRIVE, SUITE 700, Newport Beach, CA 92660
- Firm bio
- corient.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Corient identifies Darren Henderson as Partner and Head of US Wealth Advisory. Official firm biography
Education
- MBA in Finance, The Wharton School, University of PennsylvaniaOfficial firm biography
- BA, Brigham Young UniversityOfficial firm biography
Common questions
Where does Darren Henderson work?
Darren Henderson has been Head of US Wealth Advisory of Corient Private Wealth LP since March 2025, and is a control person of the firm.
Is Darren Henderson a financial advisor?
Yes. Darren Henderson has a current investment-adviser registration in California and Texas, through Corient Private Wealth since November 2022, as of 17 October 2026.
How many years of experience does Darren Henderson have?
Darren Henderson has worked in the financial industry for 18 years as of 17 October 2026, counted from 2 June 2008, across 3 adviser firms.
What exams has Darren Henderson passed?
Darren Henderson has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 3 and SIE. The earliest, the Series 7, was passed in August 1997.
Where did Darren Henderson work before Corient Private Wealth?
Before Corient Private Wealth, Darren Henderson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, June 2008 to September 2015.
Where is Darren Henderson based?
Darren Henderson’s registered office is in Newport Beach, CA.
Leadership at Corient Private Wealth
- Kurt MacalpineChief Executive Officer
- Francisco Tobias MarinChief Financial Officer
- Leonard GullanChief Operating Officer
- Stephen EstepChief Compliance Officer
- Scott AkinsGeneral Counsel
- Alexander EpplerHead of Client Operations
- Andrew HolmbergHead of Solutions
- Julie SilcoxChief Marketing Officer
- Peter WatsonHead of Alternatives