Darlene Duncan has been an investment adviser representative at Expressive Wealth since March 2024, and is not listed among the firm’s executive officers or direct owners. Darlene Duncan studied at the University of Kentucky.
Expressive Wealth LLC is a Chicago, IL firm with $165M under management, 165 clients and 9 advisers across 5 offices, as of its September 2026 filing.
Darlene Duncan is Wealth Advisor and Partner of Expressive Wealth. She has more than 30 years of investment and financial advisory experience. Her career began with the regional investment firm Hilliard Lyons, and she has worked at regional, national and independent investment firms.
Darlene Duncan’s longest registration was 9 years at Wealthtrust Asset Management, LLC (2015–2024). Before joining Expressive Wealth in 2024, Darlene Duncan was registered through Wealthtrust Asset Management, LLC and Wells Fargo Advisors, LLC.
- Expressive Wealth LLCCurrent– present · 2 yearsFairhope, AL · Adviser representative · Firm CRD 329974
- Wealthtrust Asset Management, LLC– · 9 yearsDestin, FL · Adviser representative · Firm CRD 174901
- Wells Fargo Advisors, LLC– · 7 yearsDestin, FL · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Darlene Duncan is registered as an investment adviser representative in 2 states. The first approvals date from March 2024; the most recent is Alabama, in August 2025.
- AlabamaSince 5 August 2025
- FloridaSince 11 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 April 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 August 1999 |
| Series 7 | General Securities Representative Examination | 12 August 1999 |
| Series 5 | Interest Rate Options Examination | 24 March 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Interest Rate Options Examination
- Full name
- Darlene Sue Duncan
- CRD
- 728362
- Firm
- Expressive Wealth · CRD 329974
- Office
- Fairhope, AL
- Registration
- Investment adviser registration
- In the industry since
- March 1987
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- expressivewealth.com
Where does Darlene Duncan work?
Darlene Duncan is an investment adviser representative registered through Expressive Wealth LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Darlene Duncan a financial advisor?
Yes. Darlene Duncan has a current investment-adviser registration in Alabama and Florida, through Expressive Wealth since March 2024.
How many years of experience does Darlene Duncan have?
Darlene Duncan has 39 years in the financial industry, since March 1987, across 3 adviser firms.
What exams has Darlene Duncan passed?
Darlene Duncan has passed 4 licensing exams: the Series 5, Series 7, Series 63 and Series 65. The earliest, the Series 5, was passed in March 1982. FINRA credited Darlene Duncan with the SIE, which began in October 2018.
Where did Darlene Duncan work before Expressive Wealth?
Before Expressive Wealth, Darlene Duncan was registered through Wells Fargo Advisors, LLC, April 2007 to February 2015.
Where is Darlene Duncan based?
Darlene Duncan’s registered office is in Fairhope, AL.
Is Darlene Duncan registered with FINRA?
No. Darlene Duncan has no current broker registration.
How can I verify Darlene Duncan’s record?
Search CRD 728362 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Darlene Duncan’s full registration record.
