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Darla Main

Principal and Chief Compliance Officer at Main Advisory in Canonsburg, PA

Investment adviser registrationUpdated

Darla Main is Principal and Chief Compliance Officer of Main Advisory, Inc., an investment adviser managing $163M, and works from its Canonsburg, PA office. Darla Main has been registered as an investment adviser representative through Main Advisory since 2 October 2023, has 37 years in the industry across 5 firms and has passed the Series 7, Series 63, Series 24 and Series 65.

37
Years in industry
3
Years at firm
5
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Darla Main has been Principal and Chief Compliance Officer of Main Advisory since August 2023, is a control person of the firm and directly owns under 5% of it.

Main Advisory, Inc. is a Canonsburg, PA firm with $163M under management, 214 clients and 2 advisers across 2 offices, as of its February 2026 filing.

Darla Main’s longest registration was 13 years at Cetera Advisors LLC (2004–2017). Before joining Main Advisory in 2023, Darla Main was registered through The Strategic Financial Alliance and Cetera Advisors LLC.

  1. – present · 3 years
    Canonsburg, PA · Adviser representative · Firm CRD 328040
  2. The Strategic Financial Alliance
    – · 6 years
    Canonsburg, PA · Adviser representative · Firm CRD 126514
  3. Cetera Advisors LLC
    – · 13 years
    McMurray, PA · Adviser representative · Firm CRD 10299
  4. Main Advisory Incorporated
    – · 10 years
    Pittsburgh, PA · Adviser representative · Firm CRD 121366
  5. Ifg Advisory Services Inc
    – · 8 years
    Pittsburgh, PA · Adviser representative · Firm CRD 105316

Credentials and registrations

Investment adviser representative registrations

Darla Main is registered as an investment adviser representative in 2 states. The first approvals date from October 2023; the most recent is Texas, in June 2024.

  • PennsylvaniaSince 2 October 2023
  • TexasSince 14 June 2024

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 653 March 1995
Name
Uniform Investment Adviser Law Examination
Series 2411 January 1994
Name
General Securities Principal Examination
Series 633 August 1989
Name
Uniform Securities Agent State Law Examination
Series 715 July 1989
Name
General Securities Representative Examination

Key facts

Full name
Darla Diane Main
CRD
1969355
Firm
Main Advisory · CRD 328040
Role
Principal and Chief Compliance Officer
Office
2400 ANSYS DRIVE, SUITE 102, Canonsburg, PA 15317
Registration
Investment adviser registration
In the industry since
July 1989
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Darla Main work?

Darla Main has been Principal and Chief Compliance Officer of Main Advisory, Inc. since August 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 19 February 2026

Is Darla Main a financial advisor?

Yes. Darla Main has a current investment-adviser registration in Pennsylvania and Texas, through Main Advisory since October 2023.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Darla Main have?

Darla Main has 37 years in the financial industry, since July 1989, across 5 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Darla Main passed?

Darla Main has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in July 1989. FINRA credited Darla Main with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Darla Main work before Main Advisory?

Before Main Advisory, Darla Main was registered through Cetera Advisors LLC, January 2004 to November 2017; Main Advisory Incorporated (CRD 121366), February 2001 to February 2011; Ifg Advisory Services Inc, August 1995 to January 2004.

Source: IAPD individual record, checked 22 October 2026

Where is Darla Main based?

Darla Main’s registered office is in Canonsburg, PA.

Source: IAPD individual record, checked 22 October 2026

Is Darla Main registered with FINRA?

No. Darla Main has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Darla Main’s record?

Search CRD 1969355 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Darla Main’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Main Advisory

Sources

  1. IAPD individual record, CRD 1969355, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Main Advisory, Inc., filed 19 February 2026. Title, control and ownership bands.