Darin Guthrie has been an investment adviser representative at Opus Private Wealth Group since February 2025, and is not listed among the firm’s executive officers or direct owners.
Opus Private Wealth Group, LLC is an Orange, CA firm with $128M under management, 142 clients and 3 advisers across 2 offices, as of its February 2026 filing.
Darin Guthrie’s longest registration was 8 years at TD Ameritrade Investment Management, LLC (2011–2020). Before joining Opus Private Wealth Group in 2025, Darin Guthrie was registered through UBS Financial Services Inc. and Fidelity Personal and Workplace Advisors.
- – present · 1 yearAlhambra, CA · Adviser representative · Firm CRD 171317
- UBS Financial Services Inc.– · under a yearWestlake Village, CA · Adviser representative · Firm CRD 8174
- Fidelity Personal and Workplace Advisors– · 2 yearsThousand Oaks, CA · Adviser representative · Firm CRD 288590
- TD Ameritrade Investment Management, LLC– · 8 yearsThousand Oaks, CA · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 8 yearsThousand Oaks, CA · Adviser representative · Firm CRD 7870
- Ameriprise Financial Services, Inc.– · under a yearCalabasas, CA · Adviser representative · Firm CRD 6363
- New England Securities Corporation– · under a yearWoodland Hills, CA · Adviser representative · Firm CRD 615
- Axa Advisors, LLC– · 7 yearsWoodland Hills, CA · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Darin Guthrie is registered as an investment adviser representative in California, since February 2025.
- CaliforniaSince 13 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 July 2003 |
| Series 7 | General Securities Representative Examination | 20 May 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Darin Britton Guthrie
- CRD
- 4634982
- Firm
- Opus Private Wealth Group · CRD 171317
- Office
- Alhambra, CA
- Registration
- Investment adviser registration
- In the industry since
- June 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Darin Guthrie work?
Darin Guthrie is an investment adviser representative registered through Opus Private Wealth Group, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is Darin Guthrie a financial advisor?
Yes. Darin Guthrie has a current investment-adviser registration in California, through Opus Private Wealth Group since February 2025.
How many years of experience does Darin Guthrie have?
Darin Guthrie has 21 years in the financial industry, since June 2005, across 8 adviser firms.
What exams has Darin Guthrie passed?
Darin Guthrie has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2003. FINRA credited Darin Guthrie with the SIE, which began in October 2018.
Where did Darin Guthrie work before Opus Private Wealth Group?
Before Opus Private Wealth Group, Darin Guthrie was registered through UBS Financial Services Inc., May 2023 to July 2023; Fidelity Personal and Workplace Advisors, September 2020 to February 2023; TD Ameritrade Investment Management, LLC, September 2011 to July 2020; TD Ameritrade, Inc., September 2011 to July 2020; Ameriprise Financial Services, Inc., May 2011 to July 2011; New England Securities Corporation, August 2010 to June 2011; Axa Advisors, LLC, July 2003 to August 2010.
Where is Darin Guthrie based?
Darin Guthrie’s registered office is in Alhambra, CA.
Is Darin Guthrie registered with FINRA?
No. Darin Guthrie has no current broker registration.
How can I verify Darin Guthrie’s record?
Search CRD 4634982 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Darin Guthrie’s full registration record.
