Darin Bemis has been Chief Compliance Officer of Lederer & Associates Investment Counsel since April 2004, is not listed as a control person, but directly owns under 5% of the firm. Darin Bemis holds a Bachelor of Science in Business Administration from the University of Southern California.
Lederer & Associates Investment Counsel is a Long Beach, CA firm with $244M under management, 137 clients and 2 advisers in one office, as of its December 2025 filing.
Darin Bemis is a Portfolio Manager and Analyst at Lederer & Associates Investment Counsel. He is also the Trader and Chief Compliance Officer. He has been with the firm since 2000, was previously an Investment Analyst with WM Advisors, Inc., and has over 27 years of industry experience.
- – present · 22 yearsLong Beach, CA · Adviser representative · Firm CRD 110376
Professional designations
Listed by Lederer & Associates Investment Counsel
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Darin Bemis is registered as an investment adviser representative in California, since April 2004.
- CaliforniaSince 20 April 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 15 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 June 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 June 1992 |
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Darin Wynn Bemis
- CRD
- 2250447
- Firm
- Lederer & Associates Investment Counsel · CRD 110376
- Role
- Chief Compliance Officer
- Office
- 5305 EAST 2ND STREET, SUITE 201, Long Beach, CA 90803-5317
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lederer-associates.com
Where does Darin Bemis work?
Darin Bemis has been Chief Compliance Officer of Lederer & Associates Investment Counsel since April 2004.
Is Darin Bemis a financial advisor?
Yes. Darin Bemis has a current investment-adviser registration in California, through Lederer & Associates Investment Counsel since April 2004.
How many years of experience does Darin Bemis have?
Darin Bemis has 22 years in the financial industry, since April 2004, across 1 adviser firm.
What exams has Darin Bemis passed?
Darin Bemis has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in June 1992.
Where is Darin Bemis based?
Darin Bemis’ registered office is in Long Beach, CA.
Is Darin Bemis registered with FINRA?
No. Darin Bemis has no current broker registration.
Is Darin Bemis a CFA charterholder?
Lederer & Associates Investment Counsel lists Darin Bemis with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Darin Bemis’ record?
Search CRD 2250447 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Darin Bemis’ full registration record.
