Daphne Lafazan has been an investment adviser representative at Nvest Financial since February 2022, and is not listed among the firm’s executive officers or direct owners. Daphne Lafazan holds a Degree in finance from George Washington University.
Nvest Financial, LLC is a Portsmouth, NH firm with $688M under management, 809 clients and 5 advisers across 4 offices, as of its August 2026 filing.
Daphne L. Lafazan is Financial Consultant and Partner of Nvest Financial. Lafazan conducts client reviews, addresses planning and portfolio-related inquiries, and holds regular 401(k) plan review meetings for business clients with retirement plans under Nvest management. After graduating, Lafazan worked as an equity trader in New York City for 15 years before moving to New England.
Daphne Lafazan’s longest registration is the current one, 4 years at Nvest Financial since 2022. Before joining Nvest Financial in 2022, Daphne Lafazan was registered through Commonwealth Financial Network.
- Commonwealth Financial Network– · 4 yearsPortsmouth, NH · Adviser representative · Firm CRD 8032
Professional designations
Listed by Nvest Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Estate Planner™ (CEP®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Daphne Lafazan is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from February 2022; the most recent is Texas, in September 2022.
- MaineSince 28 February 2022
- MassachusettsSince 8 March 2022
- New HampshireSince 28 February 2022
- TexasResidentSince 26 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 13 August 2018 |
| Series 7 | General Securities Representative Examination | 2 July 2018 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 2018 |
| Series 55 | Limited Representative-Equity Trader Exam | 30 March 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Full name
- Daphne Larissa Lafazan
- CRD
- 2580293
- Firm
- Nvest Financial · CRD 128868
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- planwithnvest.com
Where does Daphne Lafazan work?
Daphne Lafazan is an investment adviser representative registered through Nvest Financial, LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Daphne Lafazan a financial advisor?
Yes. Daphne Lafazan has a current investment-adviser registration in Maine, Massachusetts, New Hampshire and Texas, through Nvest Financial since February 2022.
How many years of experience does Daphne Lafazan have?
Daphne Lafazan has 25 years in the financial industry, since March 2001, across 2 adviser firms.
What exams has Daphne Lafazan passed?
Daphne Lafazan has passed 4 licensing exams: the Series 55, Series 65, Series 7 and Series 63. The earliest, the Series 55, was passed in March 2000. FINRA credited Daphne Lafazan with the SIE, which began in October 2018.
Is Daphne Lafazan registered with FINRA?
Yes. Daphne Lafazan has a current broker registration, under CRD 2580293.
Source: FINRA BrokerCheck
Is Daphne Lafazan a CFP?
Nvest Financial lists Daphne Lafazan with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Daphne Lafazan’s record?
Search CRD 2580293 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Daphne Lafazan’s full registration record.
