George Raftopoulos has been President of Nvest Financial since September 2020, is a control person of the firm and directly owns between 25% and 50% of it. George Raftopoulos holds an MBA with a tax concentration from Bentley University. George Raftopoulos studied at Tufts University.
Nvest Financial, LLC is a Portsmouth, NH firm with $688M under management, 809 clients and 5 advisers across 4 offices, as of its August 2026 filing.
George Raftopoulos is President of Nvest Financial, LLC. Raftopoulos leads the investment department and oversees all operational aspects of the firm. Raftopoulos founded Pinnacle Capital Management, Inc. in 2000 and transitioned out of it in 2010, and is a full-time lecturer in the Finance Department at Bentley University.
George Raftopoulos’ longest registration was 14 years at Commonwealth Financial Network (2001–2016).
- Pinnacle Capital Management, Inc.– · 3 yearsBoston, MA · Adviser representative · Firm CRD 133927
- Commonwealth Financial Network– · 14 yearsKennebunk, ME · Adviser representative · Firm CRD 8032
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 8 March 2001 |
| Series 24 | General Securities Principal Examination | 12 January 2001 |
| Series 7 | General Securities Representative Examination | 20 February 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 1749955
- Firm
- Nvest Financial · CRD 128868
- Role
- President
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- planwithnvest.com
Where does George Raftopoulos work?
George Raftopoulos has been President of Nvest Financial, LLC since September 2020, and is a control person of the firm.
Does George Raftopoulos have a current investment-adviser registration?
George Raftopoulos has no current investment-adviser or broker registration.
What exams has George Raftopoulos passed?
George Raftopoulos has passed 4 licensing exams: the Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in December 1987. FINRA credited George Raftopoulos with the SIE, which began in October 2018.
Where was George Raftopoulos previously registered as an investment adviser?
George Raftopoulos has past investment-adviser registrations through Nvest Financial, LLC, October 2013 to September 2022; Pinnacle Capital Management, Inc., February 2006 to December 2009; Commonwealth Financial Network, July 2001 to May 2016, across 3 firms.
Is George Raftopoulos registered with FINRA?
No. George Raftopoulos has no current broker registration.
How can I verify George Raftopoulos’ record?
Search CRD 1749955 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Raftopoulos’ full registration record.